Branch offices
11 offices
FINRA: Small firm
CRD #30889 · FINRA BrokerCheck + SEC IAPD
Black OAK Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Black OAK Securities, Inc. ranks #6,591 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #117 of 200 on the same disclosure sort used on the state browse page. Black OAK Securities, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 11 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 11
- branch offices
- 0
- disclosures
- #6,591 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 30889 Black OAK Securities, Inc.
Black OAK Securities, Inc. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 30889
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 11
- PER-OFF 0.00
- RANK #6,591 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Black OAK Securities, Inc. ranks #6,591 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 11 offices
Clean disclosure surface
Black OAK Securities, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 11 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Pawnee, IL
- CRD Number
- 30889
Clean BrokerCheck surface
Black OAK Securities, Inc.'s clean BrokerCheck surface
Black OAK Securities, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 11 branch offices (Grade A).
Black OAK Securities, Inc. shows zero reportable disclosures across 11 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Black OAK Securities, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Illinois cohort · 0.00× state average
Black OAK Securities, Inc. sits below the Illinois disclosure average
Black OAK Securities, Inc. reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.
In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Black OAK Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Black OAK Securities, Inc. ranks #6,591 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #117 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Black OAK Securities, Inc.?
A grade of A means Black OAK Securities, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Black OAK Securities, Inc. have?
Black OAK Securities, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Black OAK Securities, Inc.?
Black OAK Securities, Inc. operates 11 branch offices and is classified by FINRA as a small firm, registered in IL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Black OAK Securities, Inc.'s disciplinary record?
You can verify Black OAK Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 30889. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Black OAK Securities, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Black OAK Securities, Inc., both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (11 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Black OAK Securities, Inc.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Black OAK Securities, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Black OAK Securities, Inc.'s 0.00
- Firms in IL - state roster that includes Black OAK Securities, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Black OAK Securities, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Black OAK Securities, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Black OAK Securities, Inc..
- Compare firms - put Black OAK Securities, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.