Branch offices
9 offices
FINRA: Medium firm
CRD #139749 · FINRA BrokerCheck + SEC IAPD
Carillon Fund Distributors, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Carillon Fund Distributors, Inc. ranks #7,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #129 of 251 on the same disclosure sort used on the state browse page. Carillon Fund Distributors, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 9 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 9
- branch offices
- 0
- disclosures
- #7,417 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 139749 Carillon Fund Distributors, Inc.
Carillon Fund Distributors, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 139749
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 9
- PER-OFF 0.00
- RANK #7,417 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Carillon Fund Distributors, Inc. ranks #7,417 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 9 offices
Clean disclosure surface
Carillon Fund Distributors, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 9 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- St. Petersburg, FL
- CRD Number
- 139749
Clean BrokerCheck surface
Carillon Fund Distributors, Inc.'s clean BrokerCheck surface
Carillon Fund Distributors, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 9 branch offices (Grade A).
Carillon Fund Distributors, Inc. shows zero reportable disclosures across 9 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Carillon Fund Distributors, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Carillon Fund Distributors, Inc. sits below the Florida disclosure average
Carillon Fund Distributors, Inc. reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Carillon Fund Distributors, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Carillon Fund Distributors, Inc. ranks #7,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #129 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Carillon Fund Distributors, Inc.?
A grade of A means Carillon Fund Distributors, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Carillon Fund Distributors, Inc. have?
Carillon Fund Distributors, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Carillon Fund Distributors, Inc.?
Carillon Fund Distributors, Inc. operates 9 branch offices and is classified by FINRA as a medium firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Carillon Fund Distributors, Inc.'s disciplinary record?
You can verify Carillon Fund Distributors, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 139749. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Carillon Fund Distributors, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Carillon Fund Distributors, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (9 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Carillon Fund Distributors, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Carillon Fund Distributors, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Carillon Fund Distributors, Inc.'s 0.00
- Firms in FL - state roster that includes Carillon Fund Distributors, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Carillon Fund Distributors, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Carillon Fund Distributors, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Carillon Fund Distributors, Inc..
- Compare firms - put Carillon Fund Distributors, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.