Branch offices
26 offices
FINRA: Medium firm
CRD #27878 · FINRA BrokerCheck + SEC IAPD
Mutual of America Securities LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual of America Securities LLC ranks #14,556 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #672 of 868 on the same disclosure sort used on the state browse page. Mutual of America Securities LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 26 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 26
- branch offices
- 0
- disclosures
- #14,556 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 27878 Mutual of America Securities LLC
Mutual of America Securities LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 27878
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 26
- PER-OFF 0.00
- RANK #14,556 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Mutual of America Securities LLC ranks #14,556 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 26 offices
Clean disclosure surface
Mutual of America Securities LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 26 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- New York, NY
- CRD Number
- 27878
Clean BrokerCheck surface
Mutual of America Securities LLC's clean BrokerCheck surface
Mutual of America Securities LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 26 branch offices (Grade A).
Mutual of America Securities LLC shows zero reportable disclosures across 26 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Mutual of America Securities LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Mutual of America Securities LLC sits below the New York disclosure average
Mutual of America Securities LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Mutual of America Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual of America Securities LLC ranks #14,556 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #672 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Mutual of America Securities LLC?
A grade of A means Mutual of America Securities LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Mutual of America Securities LLC have?
Mutual of America Securities LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Mutual of America Securities LLC?
Mutual of America Securities LLC operates 26 branch offices and is classified by FINRA as a medium firm, registered in NY (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Mutual of America Securities LLC's disciplinary record?
You can verify Mutual of America Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 27878. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Mutual of America Securities LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Mutual of America Securities LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (26 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Mutual of America Securities LLC's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Mutual of America Securities LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Mutual of America Securities LLC's 0.00
- Firms in NY - state roster that includes Mutual of America Securities LLC's registration home.
- How to Vet a Financial Advisor - Use Mutual of America Securities LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Mutual of America Securities LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Mutual of America Securities LLC.
- Compare firms - put Mutual of America Securities LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.