Branch offices
12 offices
FINRA: Small firm
CRD #298977 · FINRA BrokerCheck + SEC IAPD
Ceiba Financial, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ceiba Financial, LLC ranks #7,564 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #132 of 279 on the same disclosure sort used on the state browse page. Ceiba Financial, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 12 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 12
- branch offices
- 0
- disclosures
- #7,564 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 298977 Ceiba Financial, LLC
Ceiba Financial, LLC · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 298977
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 12
- PER-OFF 0.00
- RANK #7,564 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Ceiba Financial, LLC ranks #7,564 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 12 offices
Clean disclosure surface
Ceiba Financial, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 12 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Fullerton, CA
- CRD Number
- 298977
Clean BrokerCheck surface
Ceiba Financial, LLC's clean BrokerCheck surface
Ceiba Financial, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 12 branch offices (Grade A).
Ceiba Financial, LLC shows zero reportable disclosures across 12 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Ceiba Financial, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
Ceiba Financial, LLC sits below the California disclosure average
Ceiba Financial, LLC reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Ceiba Financial, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ceiba Financial, LLC ranks #7,564 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #132 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Ceiba Financial, LLC?
A grade of A means Ceiba Financial, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Ceiba Financial, LLC have?
Ceiba Financial, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Ceiba Financial, LLC?
Ceiba Financial, LLC operates 12 branch offices and is classified by FINRA as a small firm, registered in CA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Ceiba Financial, LLC's disciplinary record?
You can verify Ceiba Financial, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 298977. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Ceiba Financial, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Ceiba Financial, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (12 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Ceiba Financial, LLC's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Ceiba Financial, LLC's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Ceiba Financial, LLC's 0.00
- Firms in CA - state roster that includes Ceiba Financial, LLC's registration home.
- How to Vet a Financial Advisor - Use Ceiba Financial, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Ceiba Financial, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Ceiba Financial, LLC.
- Compare firms - put Ceiba Financial, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.