Branch offices
6 offices
FINRA: Small firm
CRD #299736 · FINRA BrokerCheck + SEC IAPD
Fidelity Prime Financing
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fidelity Prime Financing ranks #9,808 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #61 of 98 on the same disclosure sort used on the state browse page. Fidelity Prime Financing has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #9,808 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 299736 Fidelity Prime Financing
Fidelity Prime Financing · Grade A · 0 disc · 0.00/office · Small firm
- CRD 299736
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #9,808 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Fidelity Prime Financing ranks #9,808 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
Fidelity Prime Financing has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Boston, MA, 02210
- Formed
- 10/02/2018
- State of Formation
- Delaware
- CRD Number
- 299736
- SEC Number
- 70261
Clean BrokerCheck surface
Fidelity Prime Financing's clean BrokerCheck surface
Fidelity Prime Financing shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
Fidelity Prime Financing shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Fidelity Prime Financing's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Fidelity Prime Financing sits below the Massachusetts disclosure average
Fidelity Prime Financing reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Fidelity Prime Financing sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fidelity Prime Financing ranks #9,808 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #61 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Fidelity Prime Financing?
A grade of A means Fidelity Prime Financing has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Fidelity Prime Financing have?
Fidelity Prime Financing has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Fidelity Prime Financing?
Fidelity Prime Financing operates 6 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Fidelity Prime Financing's disciplinary record?
You can verify Fidelity Prime Financing's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 299736. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Fidelity Prime Financing currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Fidelity Prime Financing, both outside MA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Fidelity Prime Financing's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Fidelity Prime Financing's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Fidelity Prime Financing's 0.00
- Firms in MA - state roster that includes Fidelity Prime Financing's registration home.
- How to Vet a Financial Advisor - Use Fidelity Prime Financing's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Fidelity Prime Financing's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Fidelity Prime Financing.
- Compare firms - put Fidelity Prime Financing next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.