CRD #323197 · FINRA BrokerCheck + SEC IAPD

Triple P Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Triple P Securities, LLC ranks #18,838 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #826 of 868 on the same disclosure sort used on the state browse page. Triple P Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 7 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
7
branch offices
0
disclosures
#18,838 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 323197 Triple P Securities, LLC

Triple P Securities, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 323197
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 7
  • PER-OFF 0.00
  • RANK #18,838 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Triple P Securities… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Triple P Securities, LLC ranks #18,838 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

7 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 7 offices

Clean disclosure surface

Triple P Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 7 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New York, NY
CRD Number
323197

Clean BrokerCheck surface

Triple P Securities, LLC's clean BrokerCheck surface

Triple P Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 7 branch offices (Grade A).

Triple P Securities, LLC shows zero reportable disclosures across 7 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Triple P Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Triple P Securities, LLC sits below the New York disclosure average

Triple P Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Triple P Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Triple P Securities, LLC ranks #18,838 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #826 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Triple P Securities, LLC?
A grade of A means Triple P Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Triple P Securities, LLC have?
Triple P Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Triple P Securities, LLC?
Triple P Securities, LLC operates 7 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Triple P Securities, LLC's disciplinary record?
You can verify Triple P Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 323197. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Triple P Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Triple P Securities, LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Triple P Securities, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Triple P Securities, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Triple P Securities, LLC's 0.00
  • Firms in NY - state roster that includes Triple P Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Use Triple P Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Triple P Securities, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Triple P Securities, LLC.
  • Compare firms - put Triple P Securities, LLC next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.