Branch offices
92 offices
FINRA: Small firm
CRD #101080 · FINRA BrokerCheck + SEC IAPD
Midwestern Securities Trading Company, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Midwestern Securities Trading Company, LLC ranks #14,227 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #172 of 200 on the same disclosure sort used on the state browse page. Midwestern Securities Trading Company, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 92 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 92
- branch offices
- 0
- disclosures
- #14,227 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 101080 Midwestern Securities Trading Company, LLC
Midwestern Securities Trading Company, LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 101080
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 92
- PER-OFF 0.00
- RANK #14,227 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Midwestern Securities Trading Company, LLC ranks #14,227 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 92 offices
Clean disclosure surface
Midwestern Securities Trading Company, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 92 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- East Peoria, IL
- CRD Number
- 101080
Clean BrokerCheck surface
Midwestern Securities Trading Company, LLC's clean BrokerCheck surface
Midwestern Securities Trading Company, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 92 branch offices (Grade A).
Midwestern Securities Trading Company, LLC shows zero reportable disclosures across 92 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Midwestern Securities Trading Company, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Illinois cohort · 0.00× state average
Midwestern Securities Trading Company, LLC sits below the Illinois disclosure average
Midwestern Securities Trading Company, LLC reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.
In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Midwestern Securities Trading Company, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Midwestern Securities Trading Company, LLC ranks #14,227 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #172 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Midwestern Securities Trading Company, LLC?
A grade of A means Midwestern Securities Trading Company, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Midwestern Securities Trading Company, LLC have?
Midwestern Securities Trading Company, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Midwestern Securities Trading Company, LLC?
Midwestern Securities Trading Company, LLC operates 92 branch offices and is classified by FINRA as a small firm, registered in IL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Midwestern Securities Trading Company, LLC's disciplinary record?
You can verify Midwestern Securities Trading Company, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 101080. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Midwestern Securities Trading Company, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Midwestern Securities Trading Company, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (92 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Midwestern Securities Trading Company, LLC's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Midwestern Securities Trading Company, LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Midwestern Securities Trading Company, LLC's 0.00
- Firms in IL - state roster that includes Midwestern Securities Trading Company, LLC's registration home.
- How to Vet a Financial Advisor - Use Midwestern Securities Trading Company, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Midwestern Securities Trading Company, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Midwestern Securities Trading Company, LLC.
- Compare firms - put Midwestern Securities Trading Company, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.