CRD #5475 · FINRA BrokerCheck + SEC IAPD

Usaa Investment Services Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Usaa Investment Services Company ranks #1,573 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #27 of 189 on the same disclosure sort used on the state browse page. Usaa Investment Services Company carries 5 BrokerCheck disclosures across 92 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
92
branch offices
5
disclosures
#1,573 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 5475 Usaa Investment Services Company

Usaa Investment Services Company · Grade B · 5 disc · 0.05/office · Mid-sized firm

  • CRD 5475
  • GRADE B
  • DISC 5
  • REG 1
  • ARB 4
  • CIV 0
  • BRANCH 92
  • PER-OFF 0.05
  • RANK #1,573 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: THE Leaders Group, Inc. (0.05 disc/office)

THE Leaders Group, Inc.0.05APW Capital, Inc.0.06DAI Securities, LLC0.05Usaa Investment Ser… (this)0.05
Disclosures per office among mid-sized firm peers (lower is cleaner)

Usaa Investment Services Company ranks #1,573 of 20,055 by disclosure count among graded broker-dealers; light load at 0.05 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

92 offices

FINRA: Medium firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

1 action

20% of all disclosures

Disclosures per office

0.05 per office

5 ÷ 92 offices

Usaa Investment Services Company vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 92% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 4
Civil Events 0
Total 5

Counts for Usaa Investment Services Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 4 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
San Antonio, TX
CRD Number
5475

Lower disclosures per office

Usaa Investment Services Company in the heavier-disclosure third

Usaa Investment Services Company carries 5 BrokerCheck disclosures across 92 branch offices - a heavier-third raw book among graded firms (#1,573 of 20,055). Customer-facing events dominate: 4 arbitration and 0 civil versus 1 regulatory (20% regulator share).

Usaa Investment Services Company runs 0.05 disclosures per branch office (cleaner than 92% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Usaa Investment Services Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Texas cohort · 1.24× state average

Usaa Investment Services Company sits above the Texas disclosure average

Usaa Investment Services Company reports 5 BrokerCheck disclosures, 1.24× the Texas average of 4.0 across 189 graded firms with a principal-office state on file.

In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Usaa Investment Services Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Usaa Investment Services Company ranks #1,573 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #27 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Usaa Investment Services Company?
A grade of B reflects Usaa Investment Services Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 92 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Usaa Investment Services Company have?
Usaa Investment Services Company has 5 total FINRA disclosures, including 1 regulatory event, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Usaa Investment Services Company?
Usaa Investment Services Company operates 92 branch offices and is classified by FINRA as a medium firm, registered in TX (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Usaa Investment Services Company's disciplinary record?
You can verify Usaa Investment Services Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 5475. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Usaa Investment Services Company's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Usaa Investment Services Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Usaa Investment Services Company carries 5 disclosures across 92 branch offices (about 0.05 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Usaa Investment Services Company, both outside TX so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • THE Leaders Group, Inc. (NJ) - 0.05 disclosures/office, nearest mid-sized firm peer to Usaa Investment Services Company's 0.05
  • APW Capital, Inc. (NJ) - 0.06 disclosures/office, nearest mid-sized firm peer to Usaa Investment Services Company's 0.05
  • DAI Securities, LLC (GA) - 0.05 disclosures/office, nearest mid-sized firm peer to Usaa Investment Services Company's 0.05
  • Firms in TX - state roster that includes Usaa Investment Services Company's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Usaa Investment Services Company.
  • Reading BrokerCheck Reports - How Usaa Investment Services Company's 0.05 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Usaa Investment Services Company.
  • Compare firms - put Usaa Investment Services Company next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.