Branch offices
55 offices
FINRA: Small firm
CRD #168203 · FINRA BrokerCheck + SEC IAPD
Copper Financial
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Copper Financial ranks #8,203 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #16 of 20 on the same disclosure sort used on the state browse page. Copper Financial has a clean FINRA BrokerCheck record, no reportable disclosures across its 55 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 55
- branch offices
- 0
- disclosures
- #8,203 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 168203 Copper Financial
Copper Financial · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 168203
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 55
- PER-OFF 0.00
- RANK #8,203 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Copper Financial ranks #8,203 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 55 offices
Clean disclosure surface
Copper Financial has zero reportable FINRA BrokerCheck disclosures in this extract across 55 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Lenexa, KS, 66219
- Formed
- 11/05/2001
- State of Formation
- Missouri
- CRD Number
- 168203
- SEC Number
- 69295
Clean BrokerCheck surface
Copper Financial's clean BrokerCheck surface
Copper Financial shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 55 branch offices (Grade A).
Copper Financial shows zero reportable disclosures across 55 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Copper Financial's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Kansas cohort · 0.00× state average
Copper Financial sits below the Kansas disclosure average
Copper Financial reports 0 BrokerCheck disclosures, 0.00× the Kansas average of 1.6, lighter than most of the 20 graded firms filed there.
In Kansas, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Kansas state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Copper Financial sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Copper Financial ranks #8,203 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #16 of 20 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Copper Financial?
A grade of A means Copper Financial has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Copper Financial have?
Copper Financial has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Copper Financial?
Copper Financial operates 55 branch offices and is classified by FINRA as a small firm, registered in KS (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Copper Financial's disciplinary record?
You can verify Copper Financial's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 168203. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Copper Financial currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Copper Financial, both outside KS so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (55 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Copper Financial's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Copper Financial's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Copper Financial's 0.00
- Firms in KS - state roster that includes Copper Financial's registration home.
- How to Vet a Financial Advisor - Use Copper Financial's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Copper Financial's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Copper Financial.
- Compare firms - put Copper Financial next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.