Branch offices
11 offices
FINRA: Small firm
CRD #37404 · FINRA BrokerCheck + SEC IAPD
Mercer Allied Company, L.P.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mercer Allied Company, L.P. ranks #14,069 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #656 of 868 on the same disclosure sort used on the state browse page. Mercer Allied Company, L.P. has a clean FINRA BrokerCheck record, no reportable disclosures across its 11 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 11
- branch offices
- 0
- disclosures
- #14,069 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 37404 Mercer Allied Company, L.P.
Mercer Allied Company, L.P. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 37404
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 11
- PER-OFF 0.00
- RANK #14,069 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Mercer Allied Company, L.P. ranks #14,069 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 11 offices
Clean disclosure surface
Mercer Allied Company, L.P. has zero reportable FINRA BrokerCheck disclosures in this extract across 11 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Cohoes, NY
- CRD Number
- 37404
Clean BrokerCheck surface
Mercer Allied Company, L.P.'s clean BrokerCheck surface
Mercer Allied Company, L.P. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 11 branch offices (Grade A).
Mercer Allied Company, L.P. shows zero reportable disclosures across 11 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Mercer Allied Company, L.P.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
Mercer Allied Company, L.P. sits below the New York disclosure average
Mercer Allied Company, L.P. reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Mercer Allied Company, L.P. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mercer Allied Company, L.P. ranks #14,069 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #656 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Mercer Allied Company, L.P.?
A grade of A means Mercer Allied Company, L.P. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Mercer Allied Company, L.P. have?
Mercer Allied Company, L.P. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Mercer Allied Company, L.P.?
Mercer Allied Company, L.P. operates 11 branch offices and is classified by FINRA as a small firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Mercer Allied Company, L.P.'s disciplinary record?
You can verify Mercer Allied Company, L.P.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37404. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Mercer Allied Company, L.P. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Mercer Allied Company, L.P., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (11 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Mercer Allied Company, L.P.'s 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Mercer Allied Company, L.P.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Mercer Allied Company, L.P.'s 0.00
- Firms in NY - state roster that includes Mercer Allied Company, L.P.'s registration home.
- How to Vet a Financial Advisor - Use Mercer Allied Company, L.P.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Mercer Allied Company, L.P.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Mercer Allied Company, L.P..
- Compare firms - put Mercer Allied Company, L.P. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.