Branch offices
147 offices
FINRA: Large firm
CRD #130139 · FINRA BrokerCheck + SEC IAPD
Wealth Enhancement Brokerage Services, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wealth Enhancement Brokerage Services, LLC ranks #19,511 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #42 of 42 on the same disclosure sort used on the state browse page. Wealth Enhancement Brokerage Services, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 147 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 147
- branch offices
- 0
- disclosures
- #19,511 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 130139 Wealth Enhancement Brokerage Services, LLC
Wealth Enhancement Brokerage Services, LLC · Grade A · 0 disc · 0.00/office · Large firm
- CRD 130139
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 147
- PER-OFF 0.00
- RANK #19,511 of 20,055
- BOOK Large firm
Intensity peers
Nearest same-size peer: Capital Client Group, Inc. (0.00 disc/office)
Wealth Enhancement Brokerage Services, LLC ranks #19,511 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 147 offices
Clean disclosure surface
Wealth Enhancement Brokerage Services, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 147 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- Plymouth, MN
- CRD Number
- 130139
Clean BrokerCheck surface
Wealth Enhancement Brokerage Services, LLC's clean BrokerCheck surface
Wealth Enhancement Brokerage Services, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 147 branch offices (Grade A).
Wealth Enhancement Brokerage Services, LLC shows zero reportable disclosures across 147 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wealth Enhancement Brokerage Services, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Minnesota cohort · 0.00× state average
Wealth Enhancement Brokerage Services, LLC sits below the Minnesota disclosure average
Wealth Enhancement Brokerage Services, LLC reports 0 BrokerCheck disclosures, 0.00× the Minnesota average of 13.1, lighter than most of the 42 graded firms filed there.
In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wealth Enhancement Brokerage Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wealth Enhancement Brokerage Services, LLC ranks #19,511 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #42 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Wealth Enhancement Brokerage Services, LLC?
A grade of A means Wealth Enhancement Brokerage Services, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Wealth Enhancement Brokerage Services, LLC have?
Wealth Enhancement Brokerage Services, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wealth Enhancement Brokerage Services, LLC?
Wealth Enhancement Brokerage Services, LLC operates 147 branch offices and is classified by FINRA as a large firm, registered in MN (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wealth Enhancement Brokerage Services, LLC's disciplinary record?
You can verify Wealth Enhancement Brokerage Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 130139. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Wealth Enhancement Brokerage Services, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Wealth Enhancement Brokerage Services, LLC, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (147 here).
Read with this firm
- Capital Client Group, Inc. (CA) - 0.00 disclosures/office, nearest large firm peer to Wealth Enhancement Brokerage Services, LLC's 0.00
- Country Capital Management Company (IL) - 0.00 disclosures/office, nearest large firm peer to Wealth Enhancement Brokerage Services, LLC's 0.00
- Foreside Fund Services, LLC (ME) - 0.00 disclosures/office, nearest large firm peer to Wealth Enhancement Brokerage Services, LLC's 0.00
- Firms in MN - state roster that includes Wealth Enhancement Brokerage Services, LLC's registration home.
- How to Vet a Financial Advisor - Use Wealth Enhancement Brokerage Services, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Wealth Enhancement Brokerage Services, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Wealth Enhancement Brokerage Services, LLC.
- Compare firms - put Wealth Enhancement Brokerage Services, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.