Branch offices
0 offices
FINRA: Small firm
CRD #6870 · FINRA BrokerCheck + SEC IAPD
A. B. Culbertson and Company
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. B. Culbertson and Company ranks #1,956 of 20,055 by disclosure count (most disclosures first). A. B. Culbertson and Company carries 3 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade C.
- Grade C
- Safety grade
- 0
- branch offices
- 3
- disclosures
- #1,956 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 6870 A. B. Culbertson and Company
A. B. Culbertson and Company · Grade C · 3 disc · 3.00/office · Single-office firm
- CRD 6870
- GRADE C
- DISC 3
- REG 2
- ARB 1
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,956 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: A. Gary Shilling & Co., Inc. (3.00 disc/office)
A. B. Culbertson and Company ranks #1,956 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
3 events
On FINRA BrokerCheck
Regulatory events
2 actions
67% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 2 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 3 |
Counts for A. B. Culbertson and Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 2 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 08/10/1970
- State of Formation
- Texas
- CRD Number
- 6870
- SEC Number
- 16115
Heavy disclosure book
A. B. Culbertson and Company in the heavier-disclosure third
A. B. Culbertson and Company carries 3 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,956 of 20,055). Regulator-initiated events are 67% of the book (2 regulatory / 1 arbitration / 0 civil).
A. B. Culbertson and Company ranks #1,956 of 20,055 by BrokerCheck disclosure count among graded firms (3 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of A. B. Culbertson and Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does A. B. Culbertson and Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, A. B. Culbertson and Company ranks #1,956 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for A. B. Culbertson and Company?
A grade of C reflects A. B. Culbertson and Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 3 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does A. B. Culbertson and Company have?
A. B. Culbertson and Company has 3 total FINRA disclosures, including 2 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is A. B. Culbertson and Company?
A. B. Culbertson and Company operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify A. B. Culbertson and Company's disciplinary record?
You can verify A. B. Culbertson and Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6870. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid A. B. Culbertson and Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. A. B. Culbertson and Company carries 3 disclosures across 0 branch offices (about 3.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- A. Gary Shilling & Co., Inc. - 3.00 disclosures/office, nearest single-office firm peer to A. B. Culbertson and Company's 3.00
- Abner Herrman & Brock, LLC - 3.00 disclosures/office, nearest single-office firm peer to A. B. Culbertson and Company's 3.00
- AC Financial, Inc. - 3.00 disclosures/office, nearest single-office firm peer to A. B. Culbertson and Company's 3.00
- Red Flags in Advisor Records - How to read A. B. Culbertson and Company's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 3 disclosures behind A. B. Culbertson and Company's Grade C.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as A. B. Culbertson and Company.
- Compare firms - put A. B. Culbertson and Company next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.