CRD #44749 · FINRA BrokerCheck + SEC IAPD

Bell Investment Group, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bell Investment Group, Inc. ranks #1,128 of 20,055 by disclosure count (most disclosures first). Bell Investment Group, Inc. carries 6 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Grade D
Safety grade
0
branch offices
6
disclosures
#1,128 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 44749 Bell Investment Group, Inc.

Bell Investment Group, Inc. · Grade D · 6 disc · 6.00/office · Single-office firm

  • CRD 44749
  • GRADE D
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #1,128 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)

ACN Securities Inc.6.00American Investors Grou…6.00Apollo Partners, L.P.6.00Bell Investment Gro… (this)6.00
Disclosures per office among single-office firm peers (lower is cleaner)

Bell Investment Group, Inc. ranks #1,128 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for Bell Investment Group, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
08/14/1997
State of Formation
New York
CRD Number
44749
SEC Number
50849

Regulator-heavy mix

Bell Investment Group, Inc. in the heavier-disclosure third

Bell Investment Group, Inc. carries 6 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,128 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of Bell Investment Group, Inc.'s 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Bell Investment Group, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Bell Investment Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bell Investment Group, Inc. ranks #1,128 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Bell Investment Group, Inc.?
A grade of D reflects Bell Investment Group, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Bell Investment Group, Inc. have?
Bell Investment Group, Inc. has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Bell Investment Group, Inc.?
Bell Investment Group, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Bell Investment Group, Inc.'s disciplinary record?
You can verify Bell Investment Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 44749. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Bell Investment Group, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Bell Investment Group, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Bell Investment Group, Inc. carries 6 disclosures across 0 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to Bell Investment Group, Inc.'s 6.00
  • American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to Bell Investment Group, Inc.'s 6.00
  • Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to Bell Investment Group, Inc.'s 6.00
  • Red Flags in Advisor Records - How to read Bell Investment Group, Inc.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 6 disclosures behind Bell Investment Group, Inc.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Bell Investment Group, Inc..
  • Compare firms - put Bell Investment Group, Inc. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.