Branch offices
0 offices
FINRA: Small firm
CRD #29110 · FINRA BrokerCheck + SEC IAPD
Benjamin & Jerold Brokerage I, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Benjamin & Jerold Brokerage I, LLC ranks #729 of 20,055 by disclosure count (most disclosures first). Benjamin & Jerold Brokerage I, LLC carries 9 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 9
- disclosures
- #729 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 29110 Benjamin & Jerold Brokerage I, LLC
Benjamin & Jerold Brokerage I, LLC · Grade D · 9 disc · 9.00/office · Single-office firm
- CRD 29110
- GRADE D
- DISC 9
- REG 6
- ARB 3
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #729 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Allen Douglas Securities, Inc. (9.00 disc/office)
Benjamin & Jerold Brokerage I, LLC ranks #729 of 20,055 by disclosure count among graded broker-dealers; heavy load at 9.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
9 events
On FINRA BrokerCheck
Regulatory events
6 actions
67% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 6 |
| Arbitrations | 3 |
| Civil Events | 0 |
| Total | 9 |
Counts for Benjamin & Jerold Brokerage I, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 6 Arbitration 3 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 02/01/2010
- State of Formation
- Illinois
- CRD Number
- 29110
- SEC Number
- 44133
Heavy disclosure book
Benjamin & Jerold Brokerage I, LLC in the heavier-disclosure third
Benjamin & Jerold Brokerage I, LLC carries 9 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#729 of 20,055). Regulator-initiated events are 67% of the book (6 regulatory / 3 arbitration / 0 civil).
Benjamin & Jerold Brokerage I, LLC ranks #729 of 20,055 by BrokerCheck disclosure count among graded firms (9 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Benjamin & Jerold Brokerage I, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Benjamin & Jerold Brokerage I, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Benjamin & Jerold Brokerage I, LLC ranks #729 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Benjamin & Jerold Brokerage I, LLC?
A grade of D reflects Benjamin & Jerold Brokerage I, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 9 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Benjamin & Jerold Brokerage I, LLC have?
Benjamin & Jerold Brokerage I, LLC has 9 total FINRA disclosures, including 6 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Benjamin & Jerold Brokerage I, LLC?
Benjamin & Jerold Brokerage I, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Benjamin & Jerold Brokerage I, LLC's disciplinary record?
You can verify Benjamin & Jerold Brokerage I, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 29110. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Benjamin & Jerold Brokerage I, LLC's 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Benjamin & Jerold Brokerage I, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Benjamin & Jerold Brokerage I, LLC carries 9 disclosures across 0 branch offices (about 9.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Allen Douglas Securities, Inc. - 9.00 disclosures/office, nearest single-office firm peer to Benjamin & Jerold Brokerage I, LLC's 9.00
- American Portfolios Financial Services, Inc. - 9.00 disclosures/office, nearest single-office firm peer to Benjamin & Jerold Brokerage I, LLC's 9.00
- Amerifinancial - 9.00 disclosures/office, nearest single-office firm peer to Benjamin & Jerold Brokerage I, LLC's 9.00
- Red Flags in Advisor Records - How to read Benjamin & Jerold Brokerage I, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 9 disclosures behind Benjamin & Jerold Brokerage I, LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Benjamin & Jerold Brokerage I, LLC.
- Compare firms - put Benjamin & Jerold Brokerage I, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.