Branch offices
0 offices
FINRA: Small firm
CRD #20745 · FINRA BrokerCheck + SEC IAPD
Cargill Investor Services, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cargill Investor Services, Inc. ranks #370 of 20,055 by disclosure count (most disclosures first). Cargill Investor Services, Inc. carries 17 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 17
- disclosures
- #370 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 20745 Cargill Investor Services, Inc.
Cargill Investor Services, Inc. · Grade F · 17 disc · 17.00/office · Single-office firm
- CRD 20745
- GRADE F
- DISC 17
- REG 17
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #370 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: A.B. Watley Direct, Inc. (17.00 disc/office)
Cargill Investor Services, Inc. ranks #370 of 20,055 by disclosure count among graded broker-dealers; heavy load at 17.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
17 events
On FINRA BrokerCheck
Regulatory events
17 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 17 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 17 |
Counts for Cargill Investor Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 17 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 20745
Regulator-heavy mix
Cargill Investor Services, Inc. in the heavier-disclosure third
Cargill Investor Services, Inc. carries 17 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#370 of 20,055). Regulator-initiated events are 100% of the book (17 regulatory / 0 arbitration / 0 civil).
100% of Cargill Investor Services, Inc.'s 17 disclosures are regulator-initiated (17 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Cargill Investor Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Cargill Investor Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cargill Investor Services, Inc. ranks #370 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Cargill Investor Services, Inc.?
A grade of F reflects Cargill Investor Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 17 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Cargill Investor Services, Inc. have?
Cargill Investor Services, Inc. has 17 total FINRA disclosures, including 17 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cargill Investor Services, Inc.?
Cargill Investor Services, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cargill Investor Services, Inc.'s disciplinary record?
You can verify Cargill Investor Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 20745. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Cargill Investor Services, Inc.'s 17 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Cargill Investor Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Cargill Investor Services, Inc. carries 17 disclosures across 0 branch offices (about 17.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- A.B. Watley Direct, Inc. - 17.00 disclosures/office, nearest single-office firm peer to Cargill Investor Services, Inc.'s 17.00
- Branch, Cabell & Co., Inc. - 17.00 disclosures/office, nearest single-office firm peer to Cargill Investor Services, Inc.'s 17.00
- CIS Securities, Inc. - 17.00 disclosures/office, nearest single-office firm peer to Cargill Investor Services, Inc.'s 17.00
- Red Flags in Advisor Records - How to read Cargill Investor Services, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 17 disclosures behind Cargill Investor Services, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Cargill Investor Services, Inc..
- Compare firms - put Cargill Investor Services, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.