CRD #18493 · FINRA BrokerCheck + SEC IAPD

Centex Securities, Incorporated

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Centex Securities, Incorporated ranks #177 of 20,055 by disclosure count (most disclosures first). Centex Securities, Incorporated carries 31 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Grade F
Safety grade
0
branch offices
31
disclosures
#177 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18493 Centex Securities, Incorporated

Centex Securities, Incorporated · Grade F · 31 disc · 31.00/office · Single-office firm

  • CRD 18493
  • GRADE F
  • DISC 31
  • REG 15
  • ARB 16
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #177 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: Invest Financial Corporation (31.00 disc/office)

Invest Financial Corpor…31.00SLK-Hull Derivatives LLC31.00Tafferer Trading, LLC31.00Centex Securities, … (this)31.00
Disclosures per office among single-office firm peers (lower is cleaner)

Centex Securities, Incorporated ranks #177 of 20,055 by disclosure count among graded broker-dealers; heavy load at 31.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

31 events

On FINRA BrokerCheck

Regulatory events

15 actions

48% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 15
Arbitrations 16
Civil Events 0
Total 31

Counts for Centex Securities, Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 15 Arbitration 16 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
18493

Heavy disclosure book

Centex Securities, Incorporated in the heavier-disclosure third

Centex Securities, Incorporated carries 31 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#177 of 20,055). Mix is 15 regulatory, 16 arbitration, and 0 civil (48% regulator share).

Centex Securities, Incorporated ranks #177 of 20,055 by BrokerCheck disclosure count among graded firms (31 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Centex Securities, Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Centex Securities, Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Centex Securities, Incorporated ranks #177 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Centex Securities, Incorporated?
A grade of F reflects Centex Securities, Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 31 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Centex Securities, Incorporated have?
Centex Securities, Incorporated has 31 total FINRA disclosures, including 15 regulatory events, 16 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Centex Securities, Incorporated?
Centex Securities, Incorporated operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Centex Securities, Incorporated's disciplinary record?
You can verify Centex Securities, Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18493. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Centex Securities, Incorporated's 31 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Centex Securities, Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Centex Securities, Incorporated carries 31 disclosures across 0 branch offices (about 31.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Invest Financial Corporation - 31.00 disclosures/office, nearest single-office firm peer to Centex Securities, Incorporated's 31.00
  • SLK-Hull Derivatives LLC - 31.00 disclosures/office, nearest single-office firm peer to Centex Securities, Incorporated's 31.00
  • Tafferer Trading, LLC - 31.00 disclosures/office, nearest single-office firm peer to Centex Securities, Incorporated's 31.00
  • Red Flags in Advisor Records - How to read Centex Securities, Incorporated's heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 31 disclosures behind Centex Securities, Incorporated's Grade F.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Centex Securities, Incorporated.
  • Compare firms - put Centex Securities, Incorporated next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.