Branch offices
0 offices
FINRA: Small firm
CRD #42794 · FINRA BrokerCheck + SEC IAPD
Community Bankers Securities, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Community Bankers Securities, LLC ranks #475 of 20,055 by disclosure count (most disclosures first). Community Bankers Securities, LLC carries 14 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 14
- disclosures
- #475 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 42794 Community Bankers Securities, LLC
Community Bankers Securities, LLC · Grade D · 14 disc · 14.00/office · Single-office firm
- CRD 42794
- GRADE D
- DISC 14
- REG 4
- ARB 9
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #475 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Advantage Capital Corporation (14.00 disc/office)
Community Bankers Securities, LLC ranks #475 of 20,055 by disclosure count among graded broker-dealers; heavy load at 14.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
14 events
On FINRA BrokerCheck
Regulatory events
4 actions
29% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 4 |
| Arbitrations | 9 |
| Civil Events | 1 |
| Total | 14 |
Counts for Community Bankers Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 4 Arbitration 9 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 42794
Heavy disclosure book
Community Bankers Securities, LLC in the heavier-disclosure third
Community Bankers Securities, LLC carries 14 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#475 of 20,055). Mix is 4 regulatory, 9 arbitration, and 1 civil (29% regulator share).
Community Bankers Securities, LLC ranks #475 of 20,055 by BrokerCheck disclosure count among graded firms (14 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Community Bankers Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Community Bankers Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Community Bankers Securities, LLC ranks #475 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Community Bankers Securities, LLC?
A grade of D reflects Community Bankers Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 14 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Community Bankers Securities, LLC have?
Community Bankers Securities, LLC has 14 total FINRA disclosures, including 4 regulatory events, 9 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Community Bankers Securities, LLC?
Community Bankers Securities, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Community Bankers Securities, LLC's disciplinary record?
You can verify Community Bankers Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 42794. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Community Bankers Securities, LLC's 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Community Bankers Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Community Bankers Securities, LLC carries 14 disclosures across 0 branch offices (about 14.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Advantage Capital Corporation - 14.00 disclosures/office, nearest single-office firm peer to Community Bankers Securities, LLC's 14.00
- Aura Financial Services, Inc. - 14.00 disclosures/office, nearest single-office firm peer to Community Bankers Securities, LLC's 14.00
- Avalon Investment & Securities Group, Inc. - 14.00 disclosures/office, nearest single-office firm peer to Community Bankers Securities, LLC's 14.00
- Red Flags in Advisor Records - How to read Community Bankers Securities, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 14 disclosures behind Community Bankers Securities, LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Community Bankers Securities, LLC.
- Compare firms - put Community Bankers Securities, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.