CRD #117726 · FINRA BrokerCheck + SEC IAPD

Consolidated Trading LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Consolidated Trading LLC ranks #266 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #12 of 200 on the same disclosure sort used on the state browse page. Consolidated Trading LLC carries 22 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
1
branch office
22
disclosures
#266 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 117726 Consolidated Trading LLC

Consolidated Trading LLC · Grade F · 22 disc · 22.00/office · Single-office firm

  • CRD 117726
  • GRADE F
  • DISC 22
  • REG 22
  • ARB 0
  • CIV 0
  • BRANCH 1
  • PER-OFF 22.00
  • RANK #266 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Ameritrade Northwest, Inc. (22.00 disc/office)

Ameritrade Northwest, Inc.22.00Canaccord Genuity Secur…22.00First Union Capital Mar…22.00Consolidated Tradin… (this)22.00
Disclosures per office among single-office firm peers (lower is cleaner)

Consolidated Trading LLC ranks #266 of 20,055 by disclosure count among graded broker-dealers; heavy load at 22.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

22 events

On FINRA BrokerCheck

Regulatory events

22 actions

100% of all disclosures

Disclosures per office

22.00 per office

22 ÷ 1 offices

Disclosure Intensity

Disclosures per branch office, the firm's disclosure load relative to its operating footprint.

Consolidated Trading LLC - disclosures per branch office 100.0%
Typical multi-office firm

Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 22
Arbitrations 0
Civil Events 0
Total 22

Counts for Consolidated Trading LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 22 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Chicago, IL
CRD Number
117726

Regulator-heavy mix

Consolidated Trading LLC in the heavier-disclosure third

Consolidated Trading LLC carries 22 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#266 of 20,055). Regulator-initiated events are 100% of the book (22 regulatory / 0 arbitration / 0 civil).

100% of Consolidated Trading LLC's 22 disclosures are regulator-initiated (22 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Consolidated Trading LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 4.32× state average

Consolidated Trading LLC sits above the Illinois disclosure average

Consolidated Trading LLC reports 22 BrokerCheck disclosures, 4.32× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Consolidated Trading LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Consolidated Trading LLC ranks #266 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #12 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Consolidated Trading LLC?
A grade of F reflects Consolidated Trading LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 22 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Consolidated Trading LLC have?
Consolidated Trading LLC has 22 total FINRA disclosures, including 22 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Consolidated Trading LLC?
Consolidated Trading LLC operates 1 branch office and is classified by FINRA as a small firm, registered in IL (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Consolidated Trading LLC's disciplinary record?
You can verify Consolidated Trading LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 117726. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Consolidated Trading LLC's 22 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Consolidated Trading LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Consolidated Trading LLC carries 22 disclosures across 1 branch office (about 22.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Consolidated Trading LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.