CRD #7172 · FINRA BrokerCheck + SEC IAPD

Deutsche IXE, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Deutsche IXE, LLC ranks #153 of 20,055 by disclosure count (most disclosures first). Deutsche IXE, LLC carries 34 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
34
disclosures
#153 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7172 Deutsche IXE, LLC

Deutsche IXE, LLC · Grade F · 34 disc · 34.00/office · Single-office firm

  • CRD 7172
  • GRADE F
  • DISC 34
  • REG 32
  • ARB 2
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #153 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: DB Alex. Brown LLC (34.00 disc/office)

DB Alex. Brown LLC34.00Dominick & Dickerman LLC34.00First Allied Securities…34.00Deutsche IXE, LLC (this)34.00
Disclosures per office among single-office firm peers (lower is cleaner)

Deutsche IXE, LLC ranks #153 of 20,055 by disclosure count among graded broker-dealers; heavy load at 34.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

34 events

On FINRA BrokerCheck

Regulatory events

32 actions

94% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 32
Arbitrations 2
Civil Events 0
Total 34

Counts for Deutsche IXE, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 32 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
12/20/2002
State of Formation
Delaware
CRD Number
7172
SEC Number
13967

Regulator-heavy mix

Deutsche IXE, LLC in the heavier-disclosure third

Deutsche IXE, LLC carries 34 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#153 of 20,055). Regulator-initiated events are 94% of the book (32 regulatory / 2 arbitration / 0 civil).

94% of Deutsche IXE, LLC's 34 disclosures are regulator-initiated (32 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Deutsche IXE, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Deutsche IXE, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Deutsche IXE, LLC ranks #153 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Deutsche IXE, LLC?
A grade of F reflects Deutsche IXE, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 34 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Deutsche IXE, LLC have?
Deutsche IXE, LLC has 34 total FINRA disclosures, including 32 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Deutsche IXE, LLC?
Deutsche IXE, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Deutsche IXE, LLC's disciplinary record?
You can verify Deutsche IXE, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7172. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Deutsche IXE, LLC's 34 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Deutsche IXE, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Deutsche IXE, LLC carries 34 disclosures across 0 branch offices (about 34.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.