CRD #104484 · FINRA BrokerCheck + SEC IAPD

Diesel Energy International, L.L.C.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Diesel Energy International, L.L.C. ranks #1,170 of 20,055 by disclosure count (most disclosures first). Diesel Energy International, L.L.C. carries 6 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Grade D
Safety grade
0
branch offices
6
disclosures
#1,170 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104484 Diesel Energy International, L.L.C.

Diesel Energy International, L.L.C. · Grade D · 6 disc · 6.00/office · Single-office firm

  • CRD 104484
  • GRADE D
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #1,170 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)

ACN Securities Inc.6.00American Investors Grou…6.00Apollo Partners, L.P.6.00Diesel Energy Inter… (this)6.00
Disclosures per office among single-office firm peers (lower is cleaner)

Diesel Energy International, L.L.C. ranks #1,170 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for Diesel Energy International, L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
104484

Regulator-heavy mix

Diesel Energy International, L.L.C. in the heavier-disclosure third

Diesel Energy International, L.L.C. carries 6 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,170 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of Diesel Energy International, L.L.C.'s 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Diesel Energy International, L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Diesel Energy International, L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Diesel Energy International, L.L.C. ranks #1,170 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Diesel Energy International, L.L.C.?
A grade of D reflects Diesel Energy International, L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Diesel Energy International, L.L.C. have?
Diesel Energy International, L.L.C. has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Diesel Energy International, L.L.C.?
Diesel Energy International, L.L.C. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Diesel Energy International, L.L.C.'s disciplinary record?
You can verify Diesel Energy International, L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104484. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Diesel Energy International, L.L.C.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Diesel Energy International, L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Diesel Energy International, L.L.C. carries 6 disclosures across 0 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to Diesel Energy International, L.L.C.'s 6.00
  • American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to Diesel Energy International, L.L.C.'s 6.00
  • Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to Diesel Energy International, L.L.C.'s 6.00
  • Red Flags in Advisor Records - How to read Diesel Energy International, L.L.C.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 6 disclosures behind Diesel Energy International, L.L.C.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Diesel Energy International, L.L.C..
  • Compare firms - put Diesel Energy International, L.L.C. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.