Branch offices
0 offices
FINRA: Small firm
CRD #25025 · FINRA BrokerCheck + SEC IAPD
E*Trade Clearing LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, E*Trade Clearing LLC ranks #186 of 20,055 by disclosure count (most disclosures first). E*Trade Clearing LLC carries 30 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 30
- disclosures
- #186 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 25025 E*Trade Clearing LLC
E*Trade Clearing LLC · Grade F · 30 disc · 30.00/office · Single-office firm
- CRD 25025
- GRADE F
- DISC 30
- REG 29
- ARB 1
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #186 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Gunnallen Financial, Inc (30.00 disc/office)
E*Trade Clearing LLC ranks #186 of 20,055 by disclosure count among graded broker-dealers; heavy load at 30.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
30 events
On FINRA BrokerCheck
Regulatory events
29 actions
97% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 29 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 30 |
Counts for E*Trade Clearing LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 29 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 25025
Regulator-heavy mix
E*Trade Clearing LLC in the heavier-disclosure third
E*Trade Clearing LLC carries 30 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#186 of 20,055). Regulator-initiated events are 97% of the book (29 regulatory / 1 arbitration / 0 civil).
97% of E*Trade Clearing LLC's 30 disclosures are regulator-initiated (29 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of E*Trade Clearing LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does E*Trade Clearing LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, E*Trade Clearing LLC ranks #186 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for E*Trade Clearing LLC?
A grade of F reflects E*Trade Clearing LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 30 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does E*Trade Clearing LLC have?
E*Trade Clearing LLC has 30 total FINRA disclosures, including 29 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is E*Trade Clearing LLC?
E*Trade Clearing LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify E*Trade Clearing LLC's disciplinary record?
You can verify E*Trade Clearing LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 25025. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). E*Trade Clearing LLC's 30 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid E*Trade Clearing LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. E*Trade Clearing LLC carries 30 disclosures across 0 branch offices (about 30.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Gunnallen Financial, Inc - 30.00 disclosures/office, nearest single-office firm peer to E*Trade Clearing LLC's 30.00
- Knight Capital Americas, L.P. - 30.00 disclosures/office, nearest single-office firm peer to E*Trade Clearing LLC's 30.00
- LFG, L.L.C. - 30.00 disclosures/office, nearest single-office firm peer to E*Trade Clearing LLC's 30.00
- Red Flags in Advisor Records - How to read E*Trade Clearing LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 30 disclosures behind E*Trade Clearing LLC's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as E*Trade Clearing LLC.
- Compare firms - put E*Trade Clearing LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.