CRD #6625 · FINRA BrokerCheck + SEC IAPD

Emmett a Larkin Company, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Emmett a Larkin Company, Inc. ranks #144 of 20,055 by disclosure count (most disclosures first). Emmett a Larkin Company, Inc. carries 36 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
36
disclosures
#144 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6625 Emmett a Larkin Company, Inc.

Emmett a Larkin Company, Inc. · Grade F · 36 disc · 36.00/office · Single-office firm

  • CRD 6625
  • GRADE F
  • DISC 36
  • REG 22
  • ARB 14
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #144 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Crown Financial Group, Inc. (36.00 disc/office)

Crown Financial Group, …36.00First Clearing, LLC36.00Legend Securities, Inc.36.00Emmett a Larkin Com… (this)36.00
Disclosures per office among single-office firm peers (lower is cleaner)

Emmett a Larkin Company, Inc. ranks #144 of 20,055 by disclosure count among graded broker-dealers; heavy load at 36.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

36 events

On FINRA BrokerCheck

Regulatory events

22 actions

61% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 22
Arbitrations 14
Civil Events 0
Total 36

Counts for Emmett a Larkin Company, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 22 Arbitration 14 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
6625

Heavy disclosure book

Emmett a Larkin Company, Inc. in the heavier-disclosure third

Emmett a Larkin Company, Inc. carries 36 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#144 of 20,055). Regulator-initiated events are 61% of the book (22 regulatory / 14 arbitration / 0 civil).

Emmett a Larkin Company, Inc. ranks #144 of 20,055 by BrokerCheck disclosure count among graded firms (36 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Emmett a Larkin Company, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Emmett a Larkin Company, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Emmett a Larkin Company, Inc. ranks #144 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Emmett a Larkin Company, Inc.?
A grade of F reflects Emmett a Larkin Company, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 36 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Emmett a Larkin Company, Inc. have?
Emmett a Larkin Company, Inc. has 36 total FINRA disclosures, including 22 regulatory events, 14 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Emmett a Larkin Company, Inc.?
Emmett a Larkin Company, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Emmett a Larkin Company, Inc.'s disciplinary record?
You can verify Emmett a Larkin Company, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6625. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Emmett a Larkin Company, Inc.'s 36 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Emmett a Larkin Company, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Emmett a Larkin Company, Inc. carries 36 disclosures across 0 branch offices (about 36.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Crown Financial Group, Inc. - 36.00 disclosures/office, nearest single-office firm peer to Emmett a Larkin Company, Inc.'s 36.00
  • First Clearing, LLC - 36.00 disclosures/office, nearest single-office firm peer to Emmett a Larkin Company, Inc.'s 36.00
  • Legend Securities, Inc. - 36.00 disclosures/office, nearest single-office firm peer to Emmett a Larkin Company, Inc.'s 36.00
  • Red Flags in Advisor Records - How to read Emmett a Larkin Company, Inc.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 36 disclosures behind Emmett a Larkin Company, Inc.'s Grade F.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Emmett a Larkin Company, Inc..
  • Compare firms - put Emmett a Larkin Company, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.