Branch offices
0 offices
FINRA: Small firm
CRD #47385 · FINRA BrokerCheck + SEC IAPD
EXT Electronic Exchange Trading, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EXT Electronic Exchange Trading, Inc. ranks #2,747 of 20,055 by disclosure count (most disclosures first). EXT Electronic Exchange Trading, Inc. carries 2 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade B.
- Grade B
- Safety grade
- 0
- branch offices
- 2
- disclosures
- #2,747 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 47385 EXT Electronic Exchange Trading, Inc.
EXT Electronic Exchange Trading, Inc. · Grade B · 2 disc · 2.00/office · Single-office firm
- CRD 47385
- GRADE B
- DISC 2
- REG 1
- ARB 1
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #2,747 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Abramenko & Company, Inc. (2.00 disc/office)
EXT Electronic Exchange Trading, Inc. ranks #2,747 of 20,055 by disclosure count among graded broker-dealers; heavy load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
2 events
On FINRA BrokerCheck
Regulatory events
1 action
50% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 1 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 2 |
Counts for EXT Electronic Exchange Trading, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 1 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 03/25/1999
- State of Formation
- Illinois
- CRD Number
- 47385
- SEC Number
- 51780
Heavy disclosure book
EXT Electronic Exchange Trading, Inc. in the heavier-disclosure third
EXT Electronic Exchange Trading, Inc. carries 2 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#2,747 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).
EXT Electronic Exchange Trading, Inc. ranks #2,747 of 20,055 by BrokerCheck disclosure count among graded firms (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of EXT Electronic Exchange Trading, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does EXT Electronic Exchange Trading, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, EXT Electronic Exchange Trading, Inc. ranks #2,747 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for EXT Electronic Exchange Trading, Inc.?
A grade of B reflects EXT Electronic Exchange Trading, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 2 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does EXT Electronic Exchange Trading, Inc. have?
EXT Electronic Exchange Trading, Inc. has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is EXT Electronic Exchange Trading, Inc.?
EXT Electronic Exchange Trading, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify EXT Electronic Exchange Trading, Inc.'s disciplinary record?
You can verify EXT Electronic Exchange Trading, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 47385. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid EXT Electronic Exchange Trading, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. EXT Electronic Exchange Trading, Inc. carries 2 disclosures across 0 branch offices (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Abramenko & Company, Inc. - 2.00 disclosures/office, nearest single-office firm peer to EXT Electronic Exchange Trading, Inc.'s 2.00
- Abshier Webb Donnelly & Baker, Inc. - 2.00 disclosures/office, nearest single-office firm peer to EXT Electronic Exchange Trading, Inc.'s 2.00
- ABW Trading, LLC - 2.00 disclosures/office, nearest single-office firm peer to EXT Electronic Exchange Trading, Inc.'s 2.00
- Red Flags in Advisor Records - How to read EXT Electronic Exchange Trading, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 2 disclosures behind EXT Electronic Exchange Trading, Inc.'s Grade B.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as EXT Electronic Exchange Trading, Inc..
- Compare firms - put EXT Electronic Exchange Trading, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.