Branch offices
0 offices
FINRA: Small firm
CRD #3536 · FINRA BrokerCheck + SEC IAPD
First Liberty Investment Group, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, First Liberty Investment Group, Inc. ranks #238 of 20,055 by disclosure count (most disclosures first). First Liberty Investment Group, Inc. carries 25 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 25
- disclosures
- #238 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 3536 First Liberty Investment Group, Inc.
First Liberty Investment Group, Inc. · Grade F · 25 disc · 25.00/office · Single-office firm
- CRD 3536
- GRADE F
- DISC 25
- REG 15
- ARB 10
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #238 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Aragon Financial Services, Inc. (25.00 disc/office)
First Liberty Investment Group, Inc. ranks #238 of 20,055 by disclosure count among graded broker-dealers; heavy load at 25.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
25 events
On FINRA BrokerCheck
Regulatory events
15 actions
60% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 15 |
| Arbitrations | 10 |
| Civil Events | 0 |
| Total | 25 |
Counts for First Liberty Investment Group, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 15 Arbitration 10 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 3536
Heavy disclosure book
First Liberty Investment Group, Inc. in the heavier-disclosure third
First Liberty Investment Group, Inc. carries 25 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#238 of 20,055). Regulator-initiated events are 60% of the book (15 regulatory / 10 arbitration / 0 civil).
First Liberty Investment Group, Inc. ranks #238 of 20,055 by BrokerCheck disclosure count among graded firms (25 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of First Liberty Investment Group, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does First Liberty Investment Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, First Liberty Investment Group, Inc. ranks #238 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for First Liberty Investment Group, Inc.?
A grade of F reflects First Liberty Investment Group, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 25 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does First Liberty Investment Group, Inc. have?
First Liberty Investment Group, Inc. has 25 total FINRA disclosures, including 15 regulatory events, 10 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is First Liberty Investment Group, Inc.?
First Liberty Investment Group, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify First Liberty Investment Group, Inc.'s disciplinary record?
You can verify First Liberty Investment Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 3536. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). First Liberty Investment Group, Inc.'s 25 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid First Liberty Investment Group, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. First Liberty Investment Group, Inc. carries 25 disclosures across 0 branch offices (about 25.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Aragon Financial Services, Inc. - 25.00 disclosures/office, nearest single-office firm peer to First Liberty Investment Group, Inc.'s 25.00
- Essex Radez LLC - 25.00 disclosures/office, nearest single-office firm peer to First Liberty Investment Group, Inc.'s 25.00
- Hill Thompson Magid & Co., Inc. - 25.00 disclosures/office, nearest single-office firm peer to First Liberty Investment Group, Inc.'s 25.00
- Red Flags in Advisor Records - How to read First Liberty Investment Group, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 25 disclosures behind First Liberty Investment Group, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as First Liberty Investment Group, Inc..
- Compare firms - put First Liberty Investment Group, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.