Branch offices
0 offices
FINRA: Small firm
CRD #37674 · FINRA BrokerCheck + SEC IAPD
Freedom Investments, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Freedom Investments, Inc. ranks #994 of 20,055 by disclosure count (most disclosures first). Freedom Investments, Inc. carries 7 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 7
- disclosures
- #994 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 37674 Freedom Investments, Inc.
Freedom Investments, Inc. · Grade D · 7 disc · 7.00/office · Single-office firm
- CRD 37674
- GRADE D
- DISC 7
- REG 7
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #994 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Accutrade Inc. (7.00 disc/office)
Freedom Investments, Inc. ranks #994 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
7 events
On FINRA BrokerCheck
Regulatory events
7 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 7 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 7 |
Counts for Freedom Investments, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 7 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 11/17/1994
- State of Formation
- Delaware
- CRD Number
- 37674
- SEC Number
- 47883
Regulator-heavy mix
Freedom Investments, Inc. in the heavier-disclosure third
Freedom Investments, Inc. carries 7 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#994 of 20,055). Regulator-initiated events are 100% of the book (7 regulatory / 0 arbitration / 0 civil).
100% of Freedom Investments, Inc.'s 7 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Freedom Investments, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Freedom Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Freedom Investments, Inc. ranks #994 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Freedom Investments, Inc.?
A grade of D reflects Freedom Investments, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Freedom Investments, Inc. have?
Freedom Investments, Inc. has 7 total FINRA disclosures, including 7 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Freedom Investments, Inc.?
Freedom Investments, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Freedom Investments, Inc.'s disciplinary record?
You can verify Freedom Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37674. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Freedom Investments, Inc.'s 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Freedom Investments, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Freedom Investments, Inc. carries 7 disclosures across 0 branch offices (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Freedom Investments, Inc.'s 7.00
- Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Freedom Investments, Inc.'s 7.00
- Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Freedom Investments, Inc.'s 7.00
- Red Flags in Advisor Records - How to read Freedom Investments, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 7 disclosures behind Freedom Investments, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Freedom Investments, Inc..
- Compare firms - put Freedom Investments, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.