CRD #6482 · FINRA BrokerCheck + SEC IAPD

Gary Goldberg & Co., Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gary Goldberg & Co., Inc. ranks #564 of 20,055 by disclosure count (most disclosures first). Gary Goldberg & Co., Inc. carries 12 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
0
branch offices
12
disclosures
#564 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6482 Gary Goldberg & Co., Inc.

Gary Goldberg & Co., Inc. · Grade D · 12 disc · 12.00/office · Single-office firm

  • CRD 6482
  • GRADE D
  • DISC 12
  • REG 7
  • ARB 5
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #564 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Airlink Markets, LLC (12.00 disc/office)

Airlink Markets, LLC12.00American Classic Financ…12.00Argus Securities, Inc.12.00Gary Goldberg & Co.… (this)12.00
Disclosures per office among single-office firm peers (lower is cleaner)

Gary Goldberg & Co., Inc. ranks #564 of 20,055 by disclosure count among graded broker-dealers; heavy load at 12.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

12 events

On FINRA BrokerCheck

Regulatory events

7 actions

58% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 5
Civil Events 0
Total 12

Counts for Gary Goldberg & Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 5 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
12/07/1972
State of Formation
Delaware
CRD Number
6482
SEC Number
17550

Heavy disclosure book

Gary Goldberg & Co., Inc. in the heavier-disclosure third

Gary Goldberg & Co., Inc. carries 12 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#564 of 20,055). Mix is 7 regulatory, 5 arbitration, and 0 civil (58% regulator share).

Gary Goldberg & Co., Inc. ranks #564 of 20,055 by BrokerCheck disclosure count among graded firms (12 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Gary Goldberg & Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Gary Goldberg & Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gary Goldberg & Co., Inc. ranks #564 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Gary Goldberg & Co., Inc.?
A grade of D reflects Gary Goldberg & Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 12 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Gary Goldberg & Co., Inc. have?
Gary Goldberg & Co., Inc. has 12 total FINRA disclosures, including 7 regulatory events, 5 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Gary Goldberg & Co., Inc.?
Gary Goldberg & Co., Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Gary Goldberg & Co., Inc.'s disciplinary record?
You can verify Gary Goldberg & Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6482. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Gary Goldberg & Co., Inc.'s 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Gary Goldberg & Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Gary Goldberg & Co., Inc. carries 12 disclosures across 0 branch offices (about 12.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.