CRD #25766 · FINRA BrokerCheck + SEC IAPD

Hennion & Walsh, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hennion & Walsh, Inc. ranks #350 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #11 of 114 on the same disclosure sort used on the state browse page. Hennion & Walsh, Inc. carries 18 BrokerCheck disclosures across 3 branch offices - heavy load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
3
branch offices
18
disclosures
#350 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 25766 Hennion & Walsh, Inc.

Hennion & Walsh, Inc. · Grade C · 18 disc · 6.00/office · Small firm

  • CRD 25766
  • GRADE C
  • DISC 18
  • REG 12
  • ARB 6
  • CIV 0
  • BRANCH 3
  • PER-OFF 6.00
  • RANK #350 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: CTC, LLC (6.00 disc/office)

CTC, LLC6.00First Georgetown Securi…6.00Intesa Sanpaolo IMI Sec…6.00Hennion & Walsh, Inc. (this)6.00
Disclosures per office among small firm peers (lower is cleaner)

Hennion & Walsh, Inc. ranks #350 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

18 events

On FINRA BrokerCheck

Regulatory events

12 actions

67% of all disclosures

Disclosures per office

6.00 per office

18 ÷ 3 offices

Disclosure Intensity

Disclosures per branch office, the firm's disclosure load relative to its operating footprint.

Hennion & Walsh, Inc. - disclosures per branch office 100.0%
Typical multi-office firm

Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 12
Arbitrations 6
Civil Events 0
Total 18

Counts for Hennion & Walsh, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 12 Arbitration 6 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Parsippany, NJ, 07054-1018
Formed
10/24/1989
State of Formation
New Jersey
CRD Number
25766
SEC Number
41988

Heavy disclosure book

Hennion & Walsh, Inc. in the heavier-disclosure third

Hennion & Walsh, Inc. carries 18 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#350 of 20,055). Regulator-initiated events are 67% of the book (12 regulatory / 6 arbitration / 0 civil).

Hennion & Walsh, Inc. ranks #350 of 20,055 by BrokerCheck disclosure count among graded firms (18 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Hennion & Walsh, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 1.40× state average

Hennion & Walsh, Inc. sits above the New Jersey disclosure average

Hennion & Walsh, Inc. reports 18 BrokerCheck disclosures, 1.40× the New Jersey average of 12.9 across 114 graded firms with a principal-office state on file.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Hennion & Walsh, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hennion & Walsh, Inc. ranks #350 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #11 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Hennion & Walsh, Inc.?
A grade of C reflects Hennion & Walsh, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 18 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Hennion & Walsh, Inc. have?
Hennion & Walsh, Inc. has 18 total FINRA disclosures, including 12 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hennion & Walsh, Inc.?
Hennion & Walsh, Inc. operates 3 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hennion & Walsh, Inc.'s disciplinary record?
You can verify Hennion & Walsh, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 25766. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Hennion & Walsh, Inc.'s 18 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Hennion & Walsh, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Hennion & Walsh, Inc. carries 18 disclosures across 3 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Hennion & Walsh, Inc., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.