Branch offices
0 offices
FINRA: Small firm
CRD #2331 · FINRA BrokerCheck + SEC IAPD
Investors Security Company, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Investors Security Company, Inc. ranks #353 of 20,055 by disclosure count (most disclosures first). Investors Security Company, Inc. carries 18 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 18
- disclosures
- #353 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 2331 Investors Security Company, Inc.
Investors Security Company, Inc. · Grade F · 18 disc · 18.00/office · Single-office firm
- CRD 2331
- GRADE F
- DISC 18
- REG 16
- ARB 1
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #353 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: ABN Amro Securities LLC (18.00 disc/office)
Investors Security Company, Inc. ranks #353 of 20,055 by disclosure count among graded broker-dealers; heavy load at 18.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
18 events
On FINRA BrokerCheck
Regulatory events
16 actions
89% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 16 |
| Arbitrations | 1 |
| Civil Events | 1 |
| Total | 18 |
Counts for Investors Security Company, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 16 Arbitration 1 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 2331
Regulator-heavy mix
Investors Security Company, Inc. in the heavier-disclosure third
Investors Security Company, Inc. carries 18 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#353 of 20,055). Regulator-initiated events are 89% of the book (16 regulatory / 1 arbitration / 1 civil).
89% of Investors Security Company, Inc.'s 18 disclosures are regulator-initiated (16 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Investors Security Company, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Investors Security Company, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Investors Security Company, Inc. ranks #353 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Investors Security Company, Inc.?
A grade of F reflects Investors Security Company, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 18 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Investors Security Company, Inc. have?
Investors Security Company, Inc. has 18 total FINRA disclosures, including 16 regulatory events, 1 arbitration, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Investors Security Company, Inc.?
Investors Security Company, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Investors Security Company, Inc.'s disciplinary record?
You can verify Investors Security Company, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2331. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Investors Security Company, Inc.'s 18 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Investors Security Company, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Investors Security Company, Inc. carries 18 disclosures across 0 branch offices (about 18.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- ABN Amro Securities LLC - 18.00 disclosures/office, nearest single-office firm peer to Investors Security Company, Inc.'s 18.00
- Aletheia Securities, Inc., - 18.00 disclosures/office, nearest single-office firm peer to Investors Security Company, Inc.'s 18.00
- BNP Paribas Prime Brokerage, Inc. - 18.00 disclosures/office, nearest single-office firm peer to Investors Security Company, Inc.'s 18.00
- Red Flags in Advisor Records - How to read Investors Security Company, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 18 disclosures behind Investors Security Company, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Investors Security Company, Inc..
- Compare firms - put Investors Security Company, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.