CRD #7413 · FINRA BrokerCheck + SEC IAPD

Isaak Bond Investments, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Isaak Bond Investments, Inc. ranks #876 of 20,055 by disclosure count (most disclosures first). Among firms registered in CO, it ranks #2 of 56 on the same disclosure sort used on the state browse page. Isaak Bond Investments, Inc. carries 8 BrokerCheck disclosures across 3 branch offices - elevated load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
3
branch offices
8
disclosures
#876 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7413 Isaak Bond Investments, Inc.

Isaak Bond Investments, Inc. · Grade C · 8 disc · 2.67/office · Small firm

  • CRD 7413
  • GRADE C
  • DISC 8
  • REG 8
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 2.67
  • RANK #876 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Baron Capital, Inc. (2.67 disc/office)

Baron Capital, Inc.2.67Boston Partners Securit…2.67LBMZ Securities, Inc.2.67Isaak Bond Investme… (this)2.67
Disclosures per office among small firm peers (lower is cleaner)

Isaak Bond Investments, Inc. ranks #876 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.67 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

8 actions

100% of all disclosures

Disclosures per office

2.67 per office

8 ÷ 3 offices

Isaak Bond Investments, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 7% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). This entry sits in this band. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 0
Civil Events 0
Total 8

Counts for Isaak Bond Investments, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Lakewood, CO, 80235-2224
Formed
03/01/1977
State of Formation
Colorado
CRD Number
7413
SEC Number
21410

Regulator-heavy mix

Isaak Bond Investments, Inc. in the heavier-disclosure third

Isaak Bond Investments, Inc. carries 8 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#876 of 20,055). Regulator-initiated events are 100% of the book (8 regulatory / 0 arbitration / 0 civil).

100% of Isaak Bond Investments, Inc.'s 8 disclosures are regulator-initiated (8 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Isaak Bond Investments, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Colorado cohort · 5.27× state average

Isaak Bond Investments, Inc. sits above the Colorado disclosure average

Isaak Bond Investments, Inc. reports 8 BrokerCheck disclosures, 5.27× the Colorado average of 1.5 across 56 graded firms with a principal-office state on file.

In Colorado, 37 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Colorado state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Isaak Bond Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Isaak Bond Investments, Inc. ranks #876 of 20,055 by disclosure count (most disclosures first). Among firms registered in CO, it ranks #2 of 56 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Isaak Bond Investments, Inc.?
A grade of C reflects Isaak Bond Investments, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 8 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Isaak Bond Investments, Inc. have?
Isaak Bond Investments, Inc. has 8 total FINRA disclosures, including 8 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Isaak Bond Investments, Inc.?
Isaak Bond Investments, Inc. operates 3 branch offices and is classified by FINRA as a small firm, registered in CO (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Isaak Bond Investments, Inc.'s disciplinary record?
You can verify Isaak Bond Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7413. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Isaak Bond Investments, Inc.'s 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Isaak Bond Investments, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Isaak Bond Investments, Inc. carries 8 disclosures across 3 branch offices (about 2.67 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Isaak Bond Investments, Inc., both outside CO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Baron Capital, Inc. (NY) - 2.67 disclosures/office, nearest small firm peer to Isaak Bond Investments, Inc.'s 2.67
  • Boston Partners Securities, L.L.C. (MA) - 2.67 disclosures/office, nearest small firm peer to Isaak Bond Investments, Inc.'s 2.67
  • LBMZ Securities, Inc. (IL) - 2.67 disclosures/office, nearest small firm peer to Isaak Bond Investments, Inc.'s 2.67
  • Firms in CO - state roster that includes Isaak Bond Investments, Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Isaak Bond Investments, Inc.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 8 disclosures behind Isaak Bond Investments, Inc.'s Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Isaak Bond Investments, Inc..
  • Compare firms - put Isaak Bond Investments, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.