CRD #2347 · FINRA BrokerCheck + SEC IAPD

Jefferies LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jefferies LLC ranks #35 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #12 of 868 on the same disclosure sort used on the state browse page. Jefferies LLC carries 137 BrokerCheck disclosures across 42 branch offices - heavy load for a mid-sized firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
42
branch offices
137
disclosures
#35 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2347 Jefferies LLC

Jefferies LLC · Grade D · 137 disc · 3.26/office · Mid-sized firm

  • CRD 2347
  • GRADE D
  • DISC 137
  • REG 133
  • ARB 4
  • CIV 0
  • BRANCH 42
  • PER-OFF 3.26
  • RANK #35 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Stonex Financial Inc. (2.71 disc/office)

Stonex Financial Inc.2.71Cantor Fitzgerald & Co.2.62Piper Sandler & Co.2.40Jefferies LLC (this)3.26
Disclosures per office among mid-sized firm peers (lower is cleaner)

Jefferies LLC ranks #35 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.26 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

42 offices

FINRA: Large firm

Total disclosures

137 events

On FINRA BrokerCheck

Regulatory events

133 actions

97% of all disclosures

Disclosures per office

3.26 per office

137 ÷ 42 offices

Jefferies LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 3% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). Below this entry. 3–4: 5 disclosing firms (0%). This entry sits in this band. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 133
Arbitrations 4
Civil Events 0
Total 137

Counts for Jefferies LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 133 Arbitration 4 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY, 10022
Formed
03/01/2013
State of Formation
Delaware
CRD Number
2347
SEC Number
15074

Elevated disclosures per office

Jefferies LLC in the heavier-disclosure third

Jefferies LLC carries 137 BrokerCheck disclosures across 42 branch offices - a heavier-third raw book among graded firms (#35 of 20,055). Regulator-initiated events are 97% of the book (133 regulatory / 4 arbitration / 0 civil).

Jefferies LLC runs 3.26 disclosures per branch office (cleaner than only 97% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Jefferies LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 16× state average

Jefferies LLC sits above the New York disclosure average

Jefferies LLC reports 137 BrokerCheck disclosures, 16× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Jefferies LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jefferies LLC ranks #35 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #12 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Jefferies LLC?
A grade of D reflects Jefferies LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 137 total disclosures across 42 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Jefferies LLC have?
Jefferies LLC has 137 total FINRA disclosures, including 133 regulatory events, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Jefferies LLC?
Jefferies LLC operates 42 branch offices and is classified by FINRA as a large firm, registered in NY (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Jefferies LLC's disciplinary record?
You can verify Jefferies LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2347. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Jefferies LLC's 137 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Jefferies LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Jefferies LLC carries 137 disclosures across 42 branch offices (about 3.26 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Jefferies LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.