CRD #39056 · FINRA BrokerCheck + SEC IAPD

Jesup & Lamont Securities Corp

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jesup & Lamont Securities Corp ranks #354 of 20,055 by disclosure count (most disclosures first). Jesup & Lamont Securities Corp carries 18 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
18
disclosures
#354 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 39056 Jesup & Lamont Securities Corp

Jesup & Lamont Securities Corp · Grade F · 18 disc · 18.00/office · Single-office firm

  • CRD 39056
  • GRADE F
  • DISC 18
  • REG 15
  • ARB 3
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #354 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: ABN Amro Securities LLC (18.00 disc/office)

ABN Amro Securities LLC18.00Aletheia Securities, Inc.,18.00BNP Paribas Prime Broke…18.00Jesup & Lamont Secu… (this)18.00
Disclosures per office among single-office firm peers (lower is cleaner)

Jesup & Lamont Securities Corp ranks #354 of 20,055 by disclosure count among graded broker-dealers; heavy load at 18.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

18 events

On FINRA BrokerCheck

Regulatory events

15 actions

83% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 15
Arbitrations 3
Civil Events 0
Total 18

Counts for Jesup & Lamont Securities Corp reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 15 Arbitration 3 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
39056

Regulator-heavy mix

Jesup & Lamont Securities Corp in the heavier-disclosure third

Jesup & Lamont Securities Corp carries 18 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#354 of 20,055). Regulator-initiated events are 83% of the book (15 regulatory / 3 arbitration / 0 civil).

83% of Jesup & Lamont Securities Corp's 18 disclosures are regulator-initiated (15 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Jesup & Lamont Securities Corp's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Jesup & Lamont Securities Corp sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jesup & Lamont Securities Corp ranks #354 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Jesup & Lamont Securities Corp?
A grade of F reflects Jesup & Lamont Securities Corp's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 18 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Jesup & Lamont Securities Corp have?
Jesup & Lamont Securities Corp has 18 total FINRA disclosures, including 15 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Jesup & Lamont Securities Corp?
Jesup & Lamont Securities Corp operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Jesup & Lamont Securities Corp's disciplinary record?
You can verify Jesup & Lamont Securities Corp's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39056. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Jesup & Lamont Securities Corp's 18 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Jesup & Lamont Securities Corp because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Jesup & Lamont Securities Corp carries 18 disclosures across 0 branch offices (about 18.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.