Branch offices
0 offices
FINRA: Small firm
CRD #466 · FINRA BrokerCheck + SEC IAPD
John G. Kinnard and Company, Incorporated
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, John G. Kinnard and Company, Incorporated ranks #255 of 20,055 by disclosure count (most disclosures first). John G. Kinnard and Company, Incorporated carries 23 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 23
- disclosures
- #255 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 466 John G. Kinnard and Company, Incorporated
John G. Kinnard and Company, Incorporated · Grade F · 23 disc · 23.00/office · Single-office firm
- CRD 466
- GRADE F
- DISC 23
- REG 16
- ARB 7
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #255 of 20,055
- BOOK Single-office firm
Nearest same-size peer: D.E. Frey & Company, Inc. (23.00 disc/office)
John G. Kinnard and Company, Incorporated ranks #255 of 20,055 by disclosure count among graded broker-dealers; heavy load at 23.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
23 events
On FINRA BrokerCheck
Regulatory events
16 actions
70% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 16 |
| Arbitrations | 7 |
| Civil Events | 0 |
| Total | 23 |
Counts for John G. Kinnard and Company, Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 16 Arbitration 7 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 466
Heavy disclosure book
John G. Kinnard and Company, Incorporated in the heavier-disclosure third
John G. Kinnard and Company, Incorporated carries 23 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#255 of 20,055). Regulator-initiated events are 70% of the book (16 regulatory / 7 arbitration / 0 civil).
John G. Kinnard and Company, Incorporated ranks #255 of 20,055 by BrokerCheck disclosure count among graded firms (23 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of John G. Kinnard and Company, Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does John G. Kinnard and Company, Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, John G. Kinnard and Company, Incorporated ranks #255 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for John G. Kinnard and Company, Incorporated?
A grade of F reflects John G. Kinnard and Company, Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 23 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does John G. Kinnard and Company, Incorporated have?
John G. Kinnard and Company, Incorporated has 23 total FINRA disclosures, including 16 regulatory events, 7 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is John G. Kinnard and Company, Incorporated?
John G. Kinnard and Company, Incorporated operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify John G. Kinnard and Company, Incorporated's disciplinary record?
You can verify John G. Kinnard and Company, Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 466. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). John G. Kinnard and Company, Incorporated's 23 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid John G. Kinnard and Company, Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. John G. Kinnard and Company, Incorporated carries 23 disclosures across 0 branch offices (about 23.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- D.E. Frey & Company, Inc. - 23.00 disclosures/office, nearest single-office firm peer to John G. Kinnard and Company, Incorporated's 23.00
- Kashner Davidson Securities Corporation - 23.00 disclosures/office, nearest single-office firm peer to John G. Kinnard and Company, Incorporated's 23.00
- Ryan Beck & Co. - 23.00 disclosures/office, nearest single-office firm peer to John G. Kinnard and Company, Incorporated's 23.00
- Red Flags in Advisor Records - How to read John G. Kinnard and Company, Incorporated's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 23 disclosures behind John G. Kinnard and Company, Incorporated's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as John G. Kinnard and Company, Incorporated.
- Compare firms - put John G. Kinnard and Company, Incorporated next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.