CRD #28432 · FINRA BrokerCheck + SEC IAPD

J.P. Morgan Clearing Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J.P. Morgan Clearing Corp. ranks #69 of 20,055 by disclosure count (most disclosures first). J.P. Morgan Clearing Corp. carries 67 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
67
disclosures
#69 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 28432 J.P. Morgan Clearing Corp.

J.P. Morgan Clearing Corp. · Grade F · 67 disc · 67.00/office · Single-office firm

  • CRD 28432
  • GRADE F
  • DISC 67
  • REG 38
  • ARB 28
  • CIV 1
  • BRANCH 0
  • PER-OFF n/a
  • RANK #69 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: J.J.B. Hilliard, W.L. Lyons, LLC (67.00 disc/office)

J.J.B. Hilliard, W.L. L…67.00Tucker Anthony Incorpor…67.00Concourse Financial Gro…69.00J.P. Morgan Clearin… (this)67.00
Disclosures per office among single-office firm peers (lower is cleaner)

J.P. Morgan Clearing Corp. ranks #69 of 20,055 by disclosure count among graded broker-dealers; heavy load at 67.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

67 events

On FINRA BrokerCheck

Regulatory events

38 actions

57% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 38
Arbitrations 28
Civil Events 1
Total 67

Counts for J.P. Morgan Clearing Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 38 Arbitration 28 Civil 1

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
02/07/1991
State of Formation
Delaware
CRD Number
28432
SEC Number
43724

Heavy disclosure book

J.P. Morgan Clearing Corp. in the heavier-disclosure third

J.P. Morgan Clearing Corp. carries 67 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#69 of 20,055). Mix is 38 regulatory, 28 arbitration, and 1 civil (57% regulator share).

J.P. Morgan Clearing Corp. ranks #69 of 20,055 by BrokerCheck disclosure count among graded firms (67 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of J.P. Morgan Clearing Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does J.P. Morgan Clearing Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, J.P. Morgan Clearing Corp. ranks #69 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for J.P. Morgan Clearing Corp.?
A grade of F reflects J.P. Morgan Clearing Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 67 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does J.P. Morgan Clearing Corp. have?
J.P. Morgan Clearing Corp. has 67 total FINRA disclosures, including 38 regulatory events, 28 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is J.P. Morgan Clearing Corp.?
J.P. Morgan Clearing Corp. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify J.P. Morgan Clearing Corp.'s disciplinary record?
You can verify J.P. Morgan Clearing Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 28432. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). J.P. Morgan Clearing Corp.'s 67 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid J.P. Morgan Clearing Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. J.P. Morgan Clearing Corp. carries 67 disclosures across 0 branch offices (about 67.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.