Branch offices
0 offices
FINRA: Small firm
CRD #8452 · FINRA BrokerCheck + SEC IAPD
Keane Securities Co., Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keane Securities Co., Inc. ranks #627 of 20,055 by disclosure count (most disclosures first). Keane Securities Co., Inc. carries 11 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 11
- disclosures
- #627 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 8452 Keane Securities Co., Inc.
Keane Securities Co., Inc. · Grade D · 11 disc · 11.00/office · Single-office firm
- CRD 8452
- GRADE D
- DISC 11
- REG 11
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #627 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Asiel & Co. LLC (11.00 disc/office)
Keane Securities Co., Inc. ranks #627 of 20,055 by disclosure count among graded broker-dealers; heavy load at 11.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
11 events
On FINRA BrokerCheck
Regulatory events
11 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 11 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 11 |
Counts for Keane Securities Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 11 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 8452
Regulator-heavy mix
Keane Securities Co., Inc. in the heavier-disclosure third
Keane Securities Co., Inc. carries 11 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#627 of 20,055). Regulator-initiated events are 100% of the book (11 regulatory / 0 arbitration / 0 civil).
100% of Keane Securities Co., Inc.'s 11 disclosures are regulator-initiated (11 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Keane Securities Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Keane Securities Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Keane Securities Co., Inc. ranks #627 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Keane Securities Co., Inc.?
A grade of D reflects Keane Securities Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 11 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Keane Securities Co., Inc. have?
Keane Securities Co., Inc. has 11 total FINRA disclosures, including 11 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Keane Securities Co., Inc.?
Keane Securities Co., Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Keane Securities Co., Inc.'s disciplinary record?
You can verify Keane Securities Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 8452. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Keane Securities Co., Inc.'s 11 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Keane Securities Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Keane Securities Co., Inc. carries 11 disclosures across 0 branch offices (about 11.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Asiel & Co. LLC - 11.00 disclosures/office, nearest single-office firm peer to Keane Securities Co., Inc.'s 11.00
- Auerbach, Pollak & Richardson Inc. - 11.00 disclosures/office, nearest single-office firm peer to Keane Securities Co., Inc.'s 11.00
- Bayou Securities, LLC - 11.00 disclosures/office, nearest single-office firm peer to Keane Securities Co., Inc.'s 11.00
- Red Flags in Advisor Records - How to read Keane Securities Co., Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 11 disclosures behind Keane Securities Co., Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Keane Securities Co., Inc..
- Compare firms - put Keane Securities Co., Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.