CRD #119037 · FINRA BrokerCheck + SEC IAPD

Laidlaw & Company (UK) Ltd.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Laidlaw & Company (UK) Ltd. ranks #486 of 20,055 by disclosure count (most disclosures first). Laidlaw & Company (UK) Ltd. carries 14 BrokerCheck disclosures across 4 branch offices - heavy load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
4
branch offices
14
disclosures
#486 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 119037 Laidlaw & Company (UK) Ltd.

Laidlaw & Company (UK) Ltd. · Grade C · 14 disc · 3.50/office · Small firm

  • CRD 119037
  • GRADE C
  • DISC 14
  • REG 10
  • ARB 4
  • CIV 0
  • BRANCH 4
  • PER-OFF 3.50
  • RANK #486 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Axos Clearing LLC (3.50 disc/office)

Axos Clearing LLC3.50Chardan Capital Markets…3.50Chimera Securities, LLC3.50Laidlaw & Company (… (this)3.50
Disclosures per office among small firm peers (lower is cleaner)

Laidlaw & Company (UK) Ltd. ranks #486 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.50 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

14 events

On FINRA BrokerCheck

Regulatory events

10 actions

71% of all disclosures

Disclosures per office

3.50 per office

14 ÷ 4 offices

Laidlaw & Company (UK) Ltd. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

4 a cleaner per-office record than 2% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). Below this entry. 3–4: 5 disclosing firms (0%). Below this entry. 4–4: 10 disclosing firms (1%). This entry sits in this band. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 10
Arbitrations 4
Civil Events 0
Total 14

Counts for Laidlaw & Company (UK) Ltd. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 10 Arbitration 4 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
London, W1J 8DZ
Formed
10/28/1999
CRD Number
119037
SEC Number
53731

Elevated disclosures per office

Laidlaw & Company (UK) Ltd. in the heavier-disclosure third

Laidlaw & Company (UK) Ltd. carries 14 BrokerCheck disclosures across 4 branch offices - a heavier-third raw book among graded firms (#486 of 20,055). Regulator-initiated events are 71% of the book (10 regulatory / 4 arbitration / 0 civil).

Laidlaw & Company (UK) Ltd. runs 3.50 disclosures per branch office (cleaner than only 98% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Laidlaw & Company (UK) Ltd.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Laidlaw & Company (UK) Ltd. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Laidlaw & Company (UK) Ltd. ranks #486 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Laidlaw & Company (UK) Ltd.?
A grade of C reflects Laidlaw & Company (UK) Ltd.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 14 total disclosures across 4 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Laidlaw & Company (UK) Ltd. have?
Laidlaw & Company (UK) Ltd. has 14 total FINRA disclosures, including 10 regulatory events, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Laidlaw & Company (UK) Ltd.?
Laidlaw & Company (UK) Ltd. operates 4 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Laidlaw & Company (UK) Ltd.'s disciplinary record?
You can verify Laidlaw & Company (UK) Ltd.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 119037. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Laidlaw & Company (UK) Ltd.'s 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Laidlaw & Company (UK) Ltd. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Laidlaw & Company (UK) Ltd. carries 14 disclosures across 4 branch offices (about 3.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Axos Clearing LLC (NE) - 3.50 disclosures/office, nearest small firm peer to Laidlaw & Company (UK) Ltd.'s 3.50
  • Chardan Capital Markets LLC (NY) - 3.50 disclosures/office, nearest small firm peer to Laidlaw & Company (UK) Ltd.'s 3.50
  • Chimera Securities, LLC (NY) - 3.50 disclosures/office, nearest small firm peer to Laidlaw & Company (UK) Ltd.'s 3.50
  • Red Flags in Advisor Records - How to read Laidlaw & Company (UK) Ltd.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 14 disclosures behind Laidlaw & Company (UK) Ltd.'s Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Laidlaw & Company (UK) Ltd..
  • Compare firms - put Laidlaw & Company (UK) Ltd. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.