Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗

CRD #14469 · FINRA BrokerCheck + SEC IAPD

LCP Capital Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, LCP Capital Corp. ranks #100 of 20,055 by disclosure count (most disclosures first). LCP Capital Corp. carries 50 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
50
disclosures
#100 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 14469 LCP Capital Corp.

LCP Capital Corp. · Grade F · 50 disc · 50.00/office · Single-office firm

  • CRD 14469
  • GRADE F
  • DISC 50
  • REG 19
  • ARB 31
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #100 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Ferris, Baker Watts, LLC (50.00 disc/office)

Ferris, Baker Watts, LLC50.00BB&T Securities, LLC51.00J.P. Securities, Inc.51.00LCP Capital Corp. (this)50.00
Disclosures per office among single-office firm peers (lower is cleaner)

LCP Capital Corp. ranks #100 of 20,055 by disclosure count among graded broker-dealers; heavy load at 50.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

50 events

On FINRA BrokerCheck

Regulatory events

19 actions

38% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 19
Arbitrations 31
Civil Events 0
Total 50

Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗

Disclosure category share

Regulatory 19 Arbitration 31 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
06/27/1991
State of Formation
Delaware
CRD Number
14469
SEC Number
44577

Verify at FINRA BrokerCheck

FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.

View on FINRA BrokerCheck ↗

What the Record Says About LCP Capital Corp.

LCP Capital Corp. (Corporation, CRD# 14469 · SEC# 44577) operates 0 branch offices - a single-office firm (FINRA: small), scope INACTIVE.

BrokerCheck shows 50 disclosures as of July 2026: 19 regulatory (38%), 31 arbitration, 0 civil. Letter grade F (1/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does LCP Capital Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, LCP Capital Corp. ranks #100 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for LCP Capital Corp.?
A grade of F reflects LCP Capital Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 50 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does LCP Capital Corp. have?
LCP Capital Corp. has 50 total FINRA disclosures, including 19 regulatory events, 31 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is LCP Capital Corp.?
LCP Capital Corp. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify LCP Capital Corp.'s disciplinary record?
You can verify LCP Capital Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14469. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid LCP Capital Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. LCP Capital Corp. carries 50 disclosures across 0 branch offices (about 50.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This firm's record is rendered directly from FINRA BrokerCheck and SEC EDGAR data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.