CRD #36527 · FINRA BrokerCheck + SEC IAPD

Leonard & Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Leonard & Company ranks #450 of 20,055 by disclosure count (most disclosures first). Leonard & Company carries 15 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
0
branch offices
15
disclosures
#450 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 36527 Leonard & Company

Leonard & Company · Grade D · 15 disc · 15.00/office · Single-office firm

  • CRD 36527
  • GRADE D
  • DISC 15
  • REG 13
  • ARB 2
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #450 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: A.B. Watley, Inc. (15.00 disc/office)

A.B. Watley, Inc.15.00ALL-Tech Direct, Inc.15.00Banc ONE Securities Cor…15.00Leonard & Company (this)15.00
Disclosures per office among single-office firm peers (lower is cleaner)

Leonard & Company ranks #450 of 20,055 by disclosure count among graded broker-dealers; heavy load at 15.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

15 events

On FINRA BrokerCheck

Regulatory events

13 actions

87% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 13
Arbitrations 2
Civil Events 0
Total 15

Counts for Leonard & Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 13 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
10/18/1993
State of Formation
Michigan
CRD Number
36527
SEC Number
47298

Regulator-heavy mix

Leonard & Company in the heavier-disclosure third

Leonard & Company carries 15 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#450 of 20,055). Regulator-initiated events are 87% of the book (13 regulatory / 2 arbitration / 0 civil).

87% of Leonard & Company's 15 disclosures are regulator-initiated (13 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Leonard & Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Leonard & Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Leonard & Company ranks #450 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Leonard & Company?
A grade of D reflects Leonard & Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 15 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Leonard & Company have?
Leonard & Company has 15 total FINRA disclosures, including 13 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Leonard & Company?
Leonard & Company operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Leonard & Company's disciplinary record?
You can verify Leonard & Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36527. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Leonard & Company's 15 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Leonard & Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Leonard & Company carries 15 disclosures across 0 branch offices (about 15.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.