CRD #2748 · FINRA BrokerCheck + SEC IAPD

Means Wealth Management

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Means Wealth Management ranks #2,992 of 20,055 by disclosure count (most disclosures first). Means Wealth Management carries 2 BrokerCheck disclosures across 10 branch offices - light load for a regional firm, earning a Grade B.

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Grade B
Safety grade
10
branch offices
2
disclosures
#2,992 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 2748 Means Wealth Management

Means Wealth Management · Grade B · 2 disc · 0.20/office · Regional firm

  • CRD 2748
  • GRADE B
  • DISC 2
  • REG 2
  • ARB 0
  • CIV 0
  • BRANCH 10
  • PER-OFF 0.20
  • RANK #2,992 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Insigneo Securities, LLC (0.20 disc/office)

Insigneo Securities, LLC0.20OAK Tree Securities, Inc.0.20Signature Estate Securi…0.20Means Wealth Manage… (this)0.20
Disclosures per office among regional firm peers (lower is cleaner)

Means Wealth Management ranks #2,992 of 20,055 by disclosure count among graded broker-dealers; light load at 0.20 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

10 offices

FINRA: Medium firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

2 actions

100% of all disclosures

Disclosures per office

0.20 per office

2 ÷ 10 offices

Means Wealth Management vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 76% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 0
Civil Events 0
Total 2

Counts for Means Wealth Management reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
INACTIVE
Formed
10/01/1981
State of Formation
Maine
CRD Number
2748
SEC Number
27458

Regulator-heavy mix

Means Wealth Management in the heavier-disclosure third

Means Wealth Management carries 2 BrokerCheck disclosures across 10 branch offices - a heavier-third raw book among graded firms (#2,992 of 20,055). Regulator-initiated events are 100% of the book (2 regulatory / 0 arbitration / 0 civil).

100% of Means Wealth Management's 2 disclosures are regulator-initiated (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Means Wealth Management's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Means Wealth Management sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Means Wealth Management ranks #2,992 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Means Wealth Management?
A grade of B reflects Means Wealth Management's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 2 total disclosures across 10 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Means Wealth Management have?
Means Wealth Management has 2 total FINRA disclosures, including 2 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Means Wealth Management?
Means Wealth Management operates 10 branch offices and is classified by FINRA as a medium firm (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Means Wealth Management's disciplinary record?
You can verify Means Wealth Management's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 2748. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Means Wealth Management because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Means Wealth Management carries 2 disclosures across 10 branch offices (about 0.20 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.