Branch offices
0 offices
FINRA: Small firm
CRD #4161 · FINRA BrokerCheck + SEC IAPD
Morgan Keegan & Company, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Morgan Keegan & Company, LLC ranks #19 of 20,055 by disclosure count (most disclosures first). Morgan Keegan & Company, LLC carries 268 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 268
- disclosures
- #19 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 4161 Morgan Keegan & Company, LLC
Morgan Keegan & Company, LLC · Grade F · 268 disc · 268.00/office · Single-office firm
- CRD 4161
- GRADE F
- DISC 268
- REG 86
- ARB 173
- CIV 9
- BRANCH 0
- PER-OFF n/a
- RANK #19 of 20,055
- BOOK Single-office firm
Nearest same-size peer: E*Trade Securities LLC (232.00 disc/office)
Morgan Keegan & Company, LLC ranks #19 of 20,055 by disclosure count among graded broker-dealers; heavy load at 268.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
268 events
On FINRA BrokerCheck
Regulatory events
86 actions
32% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 86 |
| Arbitrations | 173 |
| Civil Events | 9 |
| Total | 268 |
Counts for Morgan Keegan & Company, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 86 Arbitration 173 Civil 9
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 4161
Heavy disclosure book
Morgan Keegan & Company, LLC in the heavier-disclosure third
Morgan Keegan & Company, LLC carries 268 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#19 of 20,055). Mix is 86 regulatory, 173 arbitration, and 9 civil (32% regulator share).
Morgan Keegan & Company, LLC ranks #19 of 20,055 by BrokerCheck disclosure count among graded firms (268 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Morgan Keegan & Company, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Morgan Keegan & Company, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Morgan Keegan & Company, LLC ranks #19 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Morgan Keegan & Company, LLC?
A grade of F reflects Morgan Keegan & Company, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 268 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Morgan Keegan & Company, LLC have?
Morgan Keegan & Company, LLC has 268 total FINRA disclosures, including 86 regulatory events, 173 arbitrations, 9 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Morgan Keegan & Company, LLC?
Morgan Keegan & Company, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Morgan Keegan & Company, LLC's disciplinary record?
You can verify Morgan Keegan & Company, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 4161. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Morgan Keegan & Company, LLC's 268 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Morgan Keegan & Company, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Morgan Keegan & Company, LLC carries 268 disclosures across 0 branch offices (about 268.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- E*Trade Securities LLC - 232.00 disclosures/office, nearest single-office firm peer to Morgan Keegan & Company, LLC's 268.00
- TD Ameritrade, Inc. - 231.00 disclosures/office, nearest single-office firm peer to Morgan Keegan & Company, LLC's 268.00
- Ameriprise Advisor Services, Inc. - 223.00 disclosures/office, nearest single-office firm peer to Morgan Keegan & Company, LLC's 268.00
- Red Flags in Advisor Records - How to read Morgan Keegan & Company, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 268 disclosures behind Morgan Keegan & Company, LLC's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Morgan Keegan & Company, LLC.
- Compare firms - put Morgan Keegan & Company, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.