CRD #15356 · FINRA BrokerCheck + SEC IAPD

Mutual of America Life Insurance Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual of America Life Insurance Company ranks #3,029 of 20,055 by disclosure count (most disclosures first). Mutual of America Life Insurance Company carries 2 BrokerCheck disclosures across 1 branch office - elevated load for a single-office firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
1
branch office
2
disclosures
#3,029 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 15356 Mutual of America Life Insurance Company

Mutual of America Life Insurance Company · Grade B · 2 disc · 2.00/office · Single-office firm

  • CRD 15356
  • GRADE B
  • DISC 2
  • REG 2
  • ARB 0
  • CIV 0
  • BRANCH 1
  • PER-OFF 2.00
  • RANK #3,029 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Abramenko & Company, Inc. (2.00 disc/office)

Abramenko & Company, Inc.2.00Abshier Webb Donnelly &…2.00ABW Trading, LLC2.00Mutual of America L… (this)2.00
Disclosures per office among single-office firm peers (lower is cleaner)

Mutual of America Life Insurance Company ranks #3,029 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

2 actions

100% of all disclosures

Disclosures per office

2.00 per office

2 ÷ 1 offices

Mutual of America Life Insurance Company vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 0
Civil Events 0
Total 2

Counts for Mutual of America Life Insurance Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
15356

Regulator-heavy mix

Mutual of America Life Insurance Company in the heavier-disclosure third

Mutual of America Life Insurance Company carries 2 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#3,029 of 20,055). Regulator-initiated events are 100% of the book (2 regulatory / 0 arbitration / 0 civil).

100% of Mutual of America Life Insurance Company's 2 disclosures are regulator-initiated (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Mutual of America Life Insurance Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Mutual of America Life Insurance Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual of America Life Insurance Company ranks #3,029 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Mutual of America Life Insurance Company?
A grade of B reflects Mutual of America Life Insurance Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 2 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Mutual of America Life Insurance Company have?
Mutual of America Life Insurance Company has 2 total FINRA disclosures, including 2 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Mutual of America Life Insurance Company?
Mutual of America Life Insurance Company operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Mutual of America Life Insurance Company's disciplinary record?
You can verify Mutual of America Life Insurance Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15356. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For Mutual of America Life Insurance Company, the 2.00 per-office intensity is the size-normalized signal behind Grade B.
Should I avoid Mutual of America Life Insurance Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Mutual of America Life Insurance Company carries 2 disclosures across 1 branch office (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Abramenko & Company, Inc. - 2.00 disclosures/office, nearest single-office firm peer to Mutual of America Life Insurance Company's 2.00
  • Abshier Webb Donnelly & Baker, Inc. - 2.00 disclosures/office, nearest single-office firm peer to Mutual of America Life Insurance Company's 2.00
  • ABW Trading, LLC - 2.00 disclosures/office, nearest single-office firm peer to Mutual of America Life Insurance Company's 2.00
  • Red Flags in Advisor Records - How to read Mutual of America Life Insurance Company's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 2 disclosures behind Mutual of America Life Insurance Company's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Mutual of America Life Insurance Company.
  • Compare firms - put Mutual of America Life Insurance Company next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.