Branch offices
0 offices
FINRA: Small firm
CRD #8494 · FINRA BrokerCheck + SEC IAPD
Mutual Trust Company of America Securities
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual Trust Company of America Securities ranks #1,505 of 20,055 by disclosure count (most disclosures first). Mutual Trust Company of America Securities carries 5 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade C.
- Grade C
- Safety grade
- 0
- branch offices
- 5
- disclosures
- #1,505 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 8494 Mutual Trust Company of America Securities
Mutual Trust Company of America Securities · Grade C · 5 disc · 5.00/office · Single-office firm
- CRD 8494
- GRADE C
- DISC 5
- REG 5
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,505 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1717 Capital Management Company (5.00 disc/office)
Mutual Trust Company of America Securities ranks #1,505 of 20,055 by disclosure count among graded broker-dealers; heavy load at 5.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
5 events
On FINRA BrokerCheck
Regulatory events
5 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 5 |
Counts for Mutual Trust Company of America Securities reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 8494
Regulator-heavy mix
Mutual Trust Company of America Securities in the heavier-disclosure third
Mutual Trust Company of America Securities carries 5 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,505 of 20,055). Regulator-initiated events are 100% of the book (5 regulatory / 0 arbitration / 0 civil).
100% of Mutual Trust Company of America Securities's 5 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Mutual Trust Company of America Securities's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Mutual Trust Company of America Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Mutual Trust Company of America Securities ranks #1,505 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Mutual Trust Company of America Securities?
A grade of C reflects Mutual Trust Company of America Securities's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 5 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Mutual Trust Company of America Securities have?
Mutual Trust Company of America Securities has 5 total FINRA disclosures, including 5 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Mutual Trust Company of America Securities?
Mutual Trust Company of America Securities operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Mutual Trust Company of America Securities's disciplinary record?
You can verify Mutual Trust Company of America Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 8494. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Mutual Trust Company of America Securities's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Mutual Trust Company of America Securities because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Mutual Trust Company of America Securities carries 5 disclosures across 0 branch offices (about 5.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- 1717 Capital Management Company - 5.00 disclosures/office, nearest single-office firm peer to Mutual Trust Company of America Securities's 5.00
- 1ST Bridgehouse Securities, LLC - 5.00 disclosures/office, nearest single-office firm peer to Mutual Trust Company of America Securities's 5.00
- Ajax Investments, LLC - 5.00 disclosures/office, nearest single-office firm peer to Mutual Trust Company of America Securities's 5.00
- Red Flags in Advisor Records - How to read Mutual Trust Company of America Securities's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 5 disclosures behind Mutual Trust Company of America Securities's Grade C.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Mutual Trust Company of America Securities.
- Compare firms - put Mutual Trust Company of America Securities next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.