Branch offices
0 offices
FINRA: Small firm
CRD #14343 · FINRA BrokerCheck + SEC IAPD
National Clearing Corp.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, National Clearing Corp. ranks #81 of 20,055 by disclosure count (most disclosures first). National Clearing Corp. carries 57 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 57
- disclosures
- #81 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 14343 National Clearing Corp.
National Clearing Corp. · Grade F · 57 disc · 57.00/office · Single-office firm
- CRD 14343
- GRADE F
- DISC 57
- REG 19
- ARB 37
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #81 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Merrill LYNCH Professional Clearing Corp. (56.00 disc/office)
National Clearing Corp. ranks #81 of 20,055 by disclosure count among graded broker-dealers; heavy load at 57.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
57 events
On FINRA BrokerCheck
Regulatory events
19 actions
33% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 19 |
| Arbitrations | 37 |
| Civil Events | 1 |
| Total | 57 |
Counts for National Clearing Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 19 Arbitration 37 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 08/23/1983
- State of Formation
- Utah
- CRD Number
- 14343
- SEC Number
- 30593
Heavy disclosure book
National Clearing Corp. in the heavier-disclosure third
National Clearing Corp. carries 57 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#81 of 20,055). Mix is 19 regulatory, 37 arbitration, and 1 civil (33% regulator share).
National Clearing Corp. ranks #81 of 20,055 by BrokerCheck disclosure count among graded firms (57 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of National Clearing Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does National Clearing Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, National Clearing Corp. ranks #81 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for National Clearing Corp.?
A grade of F reflects National Clearing Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 57 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does National Clearing Corp. have?
National Clearing Corp. has 57 total FINRA disclosures, including 19 regulatory events, 37 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is National Clearing Corp.?
National Clearing Corp. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify National Clearing Corp.'s disciplinary record?
You can verify National Clearing Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14343. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). National Clearing Corp.'s 57 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid National Clearing Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. National Clearing Corp. carries 57 disclosures across 0 branch offices (about 57.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Merrill LYNCH Professional Clearing Corp. - 56.00 disclosures/office, nearest single-office firm peer to National Clearing Corp.'s 57.00
- ABN Amro Incorporated - 55.00 disclosures/office, nearest single-office firm peer to National Clearing Corp.'s 57.00
- Foresters Financial Services, Inc. - 55.00 disclosures/office, nearest single-office firm peer to National Clearing Corp.'s 57.00
- Red Flags in Advisor Records - How to read National Clearing Corp.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 57 disclosures behind National Clearing Corp.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as National Clearing Corp..
- Compare firms - put National Clearing Corp. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.