CRD #104255 · FINRA BrokerCheck + SEC IAPD

Obsidian Financial Group, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Obsidian Financial Group, LLC ranks #231 of 20,055 by disclosure count (most disclosures first). Obsidian Financial Group, LLC carries 26 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
26
disclosures
#231 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104255 Obsidian Financial Group, LLC

Obsidian Financial Group, LLC · Grade F · 26 disc · 26.00/office · Single-office firm

  • CRD 104255
  • GRADE F
  • DISC 26
  • REG 17
  • ARB 9
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #231 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Cantella & Co., Inc. (26.00 disc/office)

Cantella & Co., Inc.26.00Hudson Securities,Inc.26.00Mclaughlin, Piven, Voge…26.00Obsidian Financial … (this)26.00
Disclosures per office among single-office firm peers (lower is cleaner)

Obsidian Financial Group, LLC ranks #231 of 20,055 by disclosure count among graded broker-dealers; heavy load at 26.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

26 events

On FINRA BrokerCheck

Regulatory events

17 actions

65% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 17
Arbitrations 9
Civil Events 0
Total 26

Counts for Obsidian Financial Group, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 17 Arbitration 9 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
104255

Heavy disclosure book

Obsidian Financial Group, LLC in the heavier-disclosure third

Obsidian Financial Group, LLC carries 26 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#231 of 20,055). Regulator-initiated events are 65% of the book (17 regulatory / 9 arbitration / 0 civil).

Obsidian Financial Group, LLC ranks #231 of 20,055 by BrokerCheck disclosure count among graded firms (26 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Obsidian Financial Group, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Obsidian Financial Group, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Obsidian Financial Group, LLC ranks #231 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Obsidian Financial Group, LLC?
A grade of F reflects Obsidian Financial Group, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 26 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Obsidian Financial Group, LLC have?
Obsidian Financial Group, LLC has 26 total FINRA disclosures, including 17 regulatory events, 9 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Obsidian Financial Group, LLC?
Obsidian Financial Group, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Obsidian Financial Group, LLC's disciplinary record?
You can verify Obsidian Financial Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104255. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Obsidian Financial Group, LLC's 26 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Obsidian Financial Group, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Obsidian Financial Group, LLC carries 26 disclosures across 0 branch offices (about 26.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.