Branch offices
0 offices
FINRA: Small firm
CRD #30504 · FINRA BrokerCheck + SEC IAPD
Prim Securities, Incorporated
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Prim Securities, Incorporated ranks #1,052 of 20,055 by disclosure count (most disclosures first). Prim Securities, Incorporated carries 7 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 7
- disclosures
- #1,052 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 30504 Prim Securities, Incorporated
Prim Securities, Incorporated · Grade D · 7 disc · 7.00/office · Single-office firm
- CRD 30504
- GRADE D
- DISC 7
- REG 4
- ARB 3
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,052 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Accutrade Inc. (7.00 disc/office)
Prim Securities, Incorporated ranks #1,052 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
7 events
On FINRA BrokerCheck
Regulatory events
4 actions
57% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 4 |
| Arbitrations | 3 |
| Civil Events | 0 |
| Total | 7 |
Counts for Prim Securities, Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 4 Arbitration 3 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 30504
Heavy disclosure book
Prim Securities, Incorporated in the heavier-disclosure third
Prim Securities, Incorporated carries 7 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,052 of 20,055). Mix is 4 regulatory, 3 arbitration, and 0 civil (57% regulator share).
Prim Securities, Incorporated ranks #1,052 of 20,055 by BrokerCheck disclosure count among graded firms (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Prim Securities, Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Prim Securities, Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Prim Securities, Incorporated ranks #1,052 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Prim Securities, Incorporated?
A grade of D reflects Prim Securities, Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Prim Securities, Incorporated have?
Prim Securities, Incorporated has 7 total FINRA disclosures, including 4 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Prim Securities, Incorporated?
Prim Securities, Incorporated operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Prim Securities, Incorporated's disciplinary record?
You can verify Prim Securities, Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 30504. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Prim Securities, Incorporated's 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Prim Securities, Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Prim Securities, Incorporated carries 7 disclosures across 0 branch offices (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Prim Securities, Incorporated's 7.00
- Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Prim Securities, Incorporated's 7.00
- Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Prim Securities, Incorporated's 7.00
- Red Flags in Advisor Records - How to read Prim Securities, Incorporated's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 7 disclosures behind Prim Securities, Incorporated's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Prim Securities, Incorporated.
- Compare firms - put Prim Securities, Incorporated next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.