Branch offices
0 offices
FINRA: Small firm
CRD #6757 · FINRA BrokerCheck + SEC IAPD
Protective Group Securities Corporation
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Protective Group Securities Corporation ranks #532 of 20,055 by disclosure count (most disclosures first). Protective Group Securities Corporation carries 13 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 13
- disclosures
- #532 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 6757 Protective Group Securities Corporation
Protective Group Securities Corporation · Grade D · 13 disc · 13.00/office · Single-office firm
- CRD 6757
- GRADE D
- DISC 13
- REG 10
- ARB 2
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #532 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Advanced Equities, Inc. (13.00 disc/office)
Protective Group Securities Corporation ranks #532 of 20,055 by disclosure count among graded broker-dealers; heavy load at 13.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
13 events
On FINRA BrokerCheck
Regulatory events
10 actions
77% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 10 |
| Arbitrations | 2 |
| Civil Events | 1 |
| Total | 13 |
Counts for Protective Group Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 10 Arbitration 2 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 6757
Regulator-heavy mix
Protective Group Securities Corporation in the heavier-disclosure third
Protective Group Securities Corporation carries 13 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#532 of 20,055). Regulator-initiated events are 77% of the book (10 regulatory / 2 arbitration / 1 civil).
77% of Protective Group Securities Corporation's 13 disclosures are regulator-initiated (10 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Protective Group Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Protective Group Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Protective Group Securities Corporation ranks #532 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Protective Group Securities Corporation?
A grade of D reflects Protective Group Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 13 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Protective Group Securities Corporation have?
Protective Group Securities Corporation has 13 total FINRA disclosures, including 10 regulatory events, 2 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Protective Group Securities Corporation?
Protective Group Securities Corporation operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Protective Group Securities Corporation's disciplinary record?
You can verify Protective Group Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6757. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Protective Group Securities Corporation's 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Protective Group Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Protective Group Securities Corporation carries 13 disclosures across 0 branch offices (about 13.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Advanced Equities, Inc. - 13.00 disclosures/office, nearest single-office firm peer to Protective Group Securities Corporation's 13.00
- Barrett Securities Inc. - 13.00 disclosures/office, nearest single-office firm peer to Protective Group Securities Corporation's 13.00
- Burlington Capital Markets Inc. - 13.00 disclosures/office, nearest single-office firm peer to Protective Group Securities Corporation's 13.00
- Red Flags in Advisor Records - How to read Protective Group Securities Corporation's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 13 disclosures behind Protective Group Securities Corporation's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Protective Group Securities Corporation.
- Compare firms - put Protective Group Securities Corporation next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.