CRD #30812 · FINRA BrokerCheck + SEC IAPD

Riedl First Securities Company of Kansas

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Riedl First Securities Company of Kansas ranks #1,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #4 of 20 on the same disclosure sort used on the state browse page. Riedl First Securities Company of Kansas carries 4 BrokerCheck disclosures across 2 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2
branch offices
4
disclosures
#1,863 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 30812 Riedl First Securities Company of Kansas

Riedl First Securities Company of Kansas · Grade B · 4 disc · 2.00/office · Small firm

  • CRD 30812
  • GRADE B
  • DISC 4
  • REG 4
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 2.00
  • RANK #1,863 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: A. R. Schmeidler & Co., Inc. (2.00 disc/office)

A. R. Schmeidler & Co.,…2.00AEI Securities, Inc.2.00Aldwych Securities LLC2.00Riedl First Securit… (this)2.00
Disclosures per office among small firm peers (lower is cleaner)

Riedl First Securities Company of Kansas ranks #1,863 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

4 events

On FINRA BrokerCheck

Regulatory events

4 actions

100% of all disclosures

Disclosures per office

2.00 per office

4 ÷ 2 offices

Riedl First Securities Company of Kansas vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 0
Civil Events 0
Total 4

Counts for Riedl First Securities Company of Kansas reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Wichita, KS
CRD Number
30812

Regulator-heavy mix

Riedl First Securities Company of Kansas in the heavier-disclosure third

Riedl First Securities Company of Kansas carries 4 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#1,863 of 20,055). Regulator-initiated events are 100% of the book (4 regulatory / 0 arbitration / 0 civil).

100% of Riedl First Securities Company of Kansas's 4 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Riedl First Securities Company of Kansas's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Kansas cohort · 2.58× state average

Riedl First Securities Company of Kansas sits above the Kansas disclosure average

Riedl First Securities Company of Kansas reports 4 BrokerCheck disclosures, 2.58× the Kansas average of 1.6 across 20 graded firms with a principal-office state on file.

In Kansas, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Kansas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Riedl First Securities Company of Kansas sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Riedl First Securities Company of Kansas ranks #1,863 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #4 of 20 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Riedl First Securities Company of Kansas?
A grade of B reflects Riedl First Securities Company of Kansas's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 4 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Riedl First Securities Company of Kansas have?
Riedl First Securities Company of Kansas has 4 total FINRA disclosures, including 4 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Riedl First Securities Company of Kansas?
Riedl First Securities Company of Kansas operates 2 branch offices and is classified by FINRA as a small firm, registered in KS (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Riedl First Securities Company of Kansas's disciplinary record?
You can verify Riedl First Securities Company of Kansas's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 30812. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on BrokerCheck. For Riedl First Securities Company of Kansas, the 2.00 per-office intensity is the size-normalized signal behind Grade B.
Should I avoid Riedl First Securities Company of Kansas because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Riedl First Securities Company of Kansas carries 4 disclosures across 2 branch offices (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • A. R. Schmeidler & Co., Inc. - 2.00 disclosures/office, nearest small firm peer to Riedl First Securities Company of Kansas's 2.00
  • AEI Securities, Inc. (MN) - 2.00 disclosures/office, nearest small firm peer to Riedl First Securities Company of Kansas's 2.00
  • Aldwych Securities LLC (CT) - 2.00 disclosures/office, nearest small firm peer to Riedl First Securities Company of Kansas's 2.00
  • Firms in KS - state roster that includes Riedl First Securities Company of Kansas's registration home.
  • Red Flags in Advisor Records - How to read Riedl First Securities Company of Kansas's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 4 disclosures behind Riedl First Securities Company of Kansas's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Riedl First Securities Company of Kansas.
  • Compare firms - put Riedl First Securities Company of Kansas next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.