Branch offices
1 office
FINRA: Small firm
CRD #8425 · FINRA BrokerCheck + SEC IAPD
RJJ Pasadena Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, RJJ Pasadena Securities, Inc. ranks #1,296 of 20,055 by disclosure count (most disclosures first). RJJ Pasadena Securities, Inc. carries 6 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 6
- disclosures
- #1,296 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 8425 RJJ Pasadena Securities, Inc.
RJJ Pasadena Securities, Inc. · Grade D · 6 disc · 6.00/office · Single-office firm
- CRD 8425
- GRADE D
- DISC 6
- REG 5
- ARB 1
- CIV 0
- BRANCH 1
- PER-OFF 6.00
- RANK #1,296 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)
RJJ Pasadena Securities, Inc. ranks #1,296 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
6 events
On FINRA BrokerCheck
Regulatory events
5 actions
83% of all disclosures
Disclosures per office
6.00 per office
6 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
RJJ Pasadena Securities, Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 6 |
Counts for RJJ Pasadena Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 8425
Regulator-heavy mix
RJJ Pasadena Securities, Inc. in the heavier-disclosure third
RJJ Pasadena Securities, Inc. carries 6 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#1,296 of 20,055). Regulator-initiated events are 83% of the book (5 regulatory / 1 arbitration / 0 civil).
83% of RJJ Pasadena Securities, Inc.'s 6 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of RJJ Pasadena Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does RJJ Pasadena Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, RJJ Pasadena Securities, Inc. ranks #1,296 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for RJJ Pasadena Securities, Inc.?
A grade of D reflects RJJ Pasadena Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does RJJ Pasadena Securities, Inc. have?
RJJ Pasadena Securities, Inc. has 6 total FINRA disclosures, including 5 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is RJJ Pasadena Securities, Inc.?
RJJ Pasadena Securities, Inc. operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify RJJ Pasadena Securities, Inc.'s disciplinary record?
You can verify RJJ Pasadena Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 8425. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). RJJ Pasadena Securities, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid RJJ Pasadena Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. RJJ Pasadena Securities, Inc. carries 6 disclosures across 1 branch office (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to RJJ Pasadena Securities, Inc.'s 6.00
- American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to RJJ Pasadena Securities, Inc.'s 6.00
- Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to RJJ Pasadena Securities, Inc.'s 6.00
- Red Flags in Advisor Records - How to read RJJ Pasadena Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 6 disclosures behind RJJ Pasadena Securities, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as RJJ Pasadena Securities, Inc..
- Compare firms - put RJJ Pasadena Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.