Branch offices
2 offices
FINRA: Small firm
CRD #29337 · FINRA BrokerCheck + SEC IAPD
SAL Equity Trading, GP
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, SAL Equity Trading, GP ranks #428 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #10 of 81 on the same disclosure sort used on the state browse page. SAL Equity Trading, GP carries 16 BrokerCheck disclosures across 2 branch offices - heavy load for a small firm, earning a Grade D.
- Grade D
- Safety grade
- 2
- branch offices
- 16
- disclosures
- #428 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 29337 SAL Equity Trading, GP
SAL Equity Trading, GP · Grade D · 16 disc · 8.00/office · Small firm
- CRD 29337
- GRADE D
- DISC 16
- REG 16
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 8.00
- RANK #428 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: Dawson James Securities, Inc. (8.00 disc/office)
SAL Equity Trading, GP ranks #428 of 20,055 by disclosure count among graded broker-dealers; heavy load at 8.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
16 events
On FINRA BrokerCheck
Regulatory events
16 actions
100% of all disclosures
Disclosures per office
8.00 per office
16 ÷ 2 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
SAL Equity Trading, GP - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 16 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 16 |
Counts for SAL Equity Trading, GP reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 16 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Bala Cynwyd, PA
- CRD Number
- 29337
Regulator-heavy mix
SAL Equity Trading, GP in the heavier-disclosure third
SAL Equity Trading, GP carries 16 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#428 of 20,055). Regulator-initiated events are 100% of the book (16 regulatory / 0 arbitration / 0 civil).
100% of SAL Equity Trading, GP's 16 disclosures are regulator-initiated (16 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of SAL Equity Trading, GP's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Pennsylvania cohort · 2.51× state average
SAL Equity Trading, GP sits above the Pennsylvania disclosure average
SAL Equity Trading, GP reports 16 BrokerCheck disclosures, 2.51× the Pennsylvania average of 6.4 across 81 graded firms with a principal-office state on file.
In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does SAL Equity Trading, GP sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, SAL Equity Trading, GP ranks #428 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #10 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for SAL Equity Trading, GP?
A grade of D reflects SAL Equity Trading, GP's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 16 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does SAL Equity Trading, GP have?
SAL Equity Trading, GP has 16 total FINRA disclosures, including 16 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is SAL Equity Trading, GP?
SAL Equity Trading, GP operates 2 branch offices and is classified by FINRA as a small firm, registered in PA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify SAL Equity Trading, GP's disciplinary record?
You can verify SAL Equity Trading, GP's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 29337. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). SAL Equity Trading, GP's 16 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid SAL Equity Trading, GP because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. SAL Equity Trading, GP carries 16 disclosures across 2 branch offices (about 8.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for SAL Equity Trading, GP, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (16 here).
Read with this firm
- Dawson James Securities, Inc. (FL) - 8.00 disclosures/office, nearest small firm peer to SAL Equity Trading, GP's 8.00
- H.C.WAINWRIGHT & Co., LLC (NY) - 8.00 disclosures/office, nearest small firm peer to SAL Equity Trading, GP's 8.00
- Sagetrader, LLC (NJ) - 8.00 disclosures/office, nearest small firm peer to SAL Equity Trading, GP's 8.00
- Firms in PA - state roster that includes SAL Equity Trading, GP's registration home.
- Red Flags in Advisor Records - How to read SAL Equity Trading, GP's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 16 disclosures behind SAL Equity Trading, GP's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as SAL Equity Trading, GP.
- Compare firms - put SAL Equity Trading, GP next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.