Branch offices
2 offices
FINRA: Medium firm
CRD #15296 · FINRA BrokerCheck + SEC IAPD
Securian Financial Services, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Securian Financial Services, Inc. ranks #535 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #7 of 42 on the same disclosure sort used on the state browse page. Securian Financial Services, Inc. carries 13 BrokerCheck disclosures across 2 branch offices - heavy load for a small firm, earning a Grade F.
- Grade F
- Safety grade
- 2
- branch offices
- 13
- disclosures
- #535 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 15296 Securian Financial Services, Inc.
Securian Financial Services, Inc. · Grade F · 13 disc · 6.50/office · Small firm
- CRD 15296
- GRADE F
- DISC 13
- REG 10
- ARB 3
- CIV 0
- BRANCH 2
- PER-OFF 6.50
- RANK #535 of 20,055
- BOOK Small firm
Nearest same-size peer: Lakeshore Securities, L.P. (6.50 disc/office)
Securian Financial Services, Inc. ranks #535 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.50 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
13 events
On FINRA BrokerCheck
Regulatory events
10 actions
77% of all disclosures
Disclosures per office
6.50 per office
13 ÷ 2 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Securian Financial Services, Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 10 |
| Arbitrations | 3 |
| Civil Events | 0 |
| Total | 13 |
Counts for Securian Financial Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 10 Arbitration 3 Civil 0
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- St. Paul, MN
- CRD Number
- 15296
Regulator-heavy mix
Securian Financial Services, Inc. in the heavier-disclosure third
Securian Financial Services, Inc. carries 13 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#535 of 20,055). Regulator-initiated events are 77% of the book (10 regulatory / 3 arbitration / 0 civil).
77% of Securian Financial Services, Inc.'s 13 disclosures are regulator-initiated (10 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Securian Financial Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Minnesota cohort · 0.99× state average
Securian Financial Services, Inc. tracks near the Minnesota disclosure average
Securian Financial Services, Inc. reports 13 BrokerCheck disclosures, about 0.99× the Minnesota average of 13.1 across 42 graded firms.
In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Securian Financial Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Securian Financial Services, Inc. ranks #535 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #7 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Securian Financial Services, Inc.?
A grade of F reflects Securian Financial Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 13 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Securian Financial Services, Inc. have?
Securian Financial Services, Inc. has 13 total FINRA disclosures, including 10 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Securian Financial Services, Inc.?
Securian Financial Services, Inc. operates 2 branch offices and is classified by FINRA as a medium firm, registered in MN (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Securian Financial Services, Inc.'s disciplinary record?
You can verify Securian Financial Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15296. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Securian Financial Services, Inc.'s 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Securian Financial Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Securian Financial Services, Inc. carries 13 disclosures across 2 branch offices (about 6.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Securian Financial Services, Inc., both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (13 here).
Read with this firm
- Lakeshore Securities, L.P. (IL) - 6.50 disclosures/office, nearest small firm peer to Securian Financial Services, Inc.'s 6.50
- Natwest Markets Securities Inc. (CT) - 6.71 disclosures/office, nearest small firm peer to Securian Financial Services, Inc.'s 6.50
- Allen & Company LLC (NY) - 7.00 disclosures/office, nearest small firm peer to Securian Financial Services, Inc.'s 6.50
- Firms in MN - state roster that includes Securian Financial Services, Inc.'s registration home.
- Red Flags in Advisor Records - How to read Securian Financial Services, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 13 disclosures behind Securian Financial Services, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Securian Financial Services, Inc..
- Compare firms - put Securian Financial Services, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.