Branch offices
0 offices
FINRA: Small firm
CRD #39285 · FINRA BrokerCheck + SEC IAPD
Stanford Group Company
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stanford Group Company ranks #709 of 20,055 by disclosure count (most disclosures first). Stanford Group Company carries 10 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 10
- disclosures
- #709 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 39285 Stanford Group Company
Stanford Group Company · Grade D · 10 disc · 10.00/office · Single-office firm
- CRD 39285
- GRADE D
- DISC 10
- REG 5
- ARB 4
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #709 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Allen C. Ewing & Co. (10.00 disc/office)
Stanford Group Company ranks #709 of 20,055 by disclosure count among graded broker-dealers; heavy load at 10.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
10 events
On FINRA BrokerCheck
Regulatory events
5 actions
50% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 4 |
| Civil Events | 1 |
| Total | 10 |
Counts for Stanford Group Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 4 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 39285
Heavy disclosure book
Stanford Group Company in the heavier-disclosure third
Stanford Group Company carries 10 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#709 of 20,055). Mix is 5 regulatory, 4 arbitration, and 1 civil (50% regulator share).
Stanford Group Company ranks #709 of 20,055 by BrokerCheck disclosure count among graded firms (10 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Stanford Group Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Stanford Group Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stanford Group Company ranks #709 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Stanford Group Company?
A grade of D reflects Stanford Group Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 10 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Stanford Group Company have?
Stanford Group Company has 10 total FINRA disclosures, including 5 regulatory events, 4 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Stanford Group Company?
Stanford Group Company operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Stanford Group Company's disciplinary record?
You can verify Stanford Group Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39285. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Stanford Group Company's 10 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Stanford Group Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Stanford Group Company carries 10 disclosures across 0 branch offices (about 10.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Allen C. Ewing & Co. - 10.00 disclosures/office, nearest single-office firm peer to Stanford Group Company's 10.00
- American Securities BD Co., L.P. - 10.00 disclosures/office, nearest single-office firm peer to Stanford Group Company's 10.00
- Archelon LLC - 10.00 disclosures/office, nearest single-office firm peer to Stanford Group Company's 10.00
- Red Flags in Advisor Records - How to read Stanford Group Company's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 10 disclosures behind Stanford Group Company's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Stanford Group Company.
- Compare firms - put Stanford Group Company next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.